Key facts
- This page summarizes COWEN INC.'s Form 4 filing for InFinT Acquisition Corp (CURR).
- 2 reported transactions and 0 derivative rows are listed below.
- Accepted by SEC: 23 Feb 2024, 16:34.
COWEN INC. - 21 Feb 2024 Form 4 Insider Report for InFinT Acquisition Corp (CURR)
- Reporting relationship
- 10%+ Owner
- Issuer ticker
- CURR
- Reported as of
- 21 Feb 2024
- Net transaction value
- -$1,198,315
- SEC form
- 4
- Accepted by SEC
- 23 Feb 2024, 16:34:34 UTC
- Prior SEC filing
- 23 Feb 2024
- Next SEC filing
- 15 Mar 2024
- Source filing
- View source filing
- Reporting owner signature
- Cowen Inc., By: /s/ Stephen A. Lasota, Chief Financial Officer
Source evidence
Original filing metadata and source links for verification.
5 source fields
Reporting owner
1 detail
Key filing fact
COWEN INC. filed Form 4 for InFinT Acquisition Corp (CURR) on 23 Feb 2024.
Change
- Previous filing in this sequence was filed on 23 Feb 2024.
- Current net transaction value: -$1,198,315.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
IFIN
transaction
Class A Ordinary Shares
Sale
- Transaction value
- $56,800
- Shares
- -5,000
- Change %
- -1.3%
- Price
- $11.36
- Shares after
- 374,878
- Date
- 21 Feb 2024
- Ownership
- By Cowen and Company, LLC
- Footnotes
- F1, F2, F3
IFIN
transaction
Class A Ordinary Shares
Sale
- Transaction value
- $1,141,515
- Shares
- -100,574
- Change %
- -27%
- Price
- $11.35
- Shares after
- 274,304
- Date
- 22 Feb 2024
- Ownership
- By Cowen and Company, LLC
- Footnotes
- F1, F2, F3
IFIN
holding
Class A Ordinary Shares
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 200,000
- Date
- 21 Feb 2024
- Ownership
- By Cowen Financial Products LLC
- Footnotes
- F1, F2, F4
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Section 16 status
COWEN INC. is no longer subject to Section 16 filing requirements. Form 4 or Form 5 obligations may still apply in specific circumstances.
Explanation of responses 4 footnotes
Footnote F1
This Form 4 is filed jointly by Cowen Inc., Cowen Financial Products LLC ("Cowen Financial"), Cowen and Company, LLC ("Cowen and Company"), Cowen Holdings, Inc. ("Cowen Holdings") and RCG LV Pearl LLC ("RCG", and collectively, the "Reporting Persons").
Footnote F2
Each of the Reporting Persons declares that neither the filing of this statement nor anything herein shall be construed as an admission that such person is, for the purposes of Section 13(d) of the US Securities Exchange Act of 1934, as amended, or any other purpose, (i) acting (or has agreed or is agreeing to act together with any other person) as a partnership, limited partnership, syndicate or other group for the purpose of acquiring, holding or disposing of securities of the Issuer or otherwise with respect to the Issuer or any securities of the Issuer or (ii) a member of any group with respect to the Issuer or any securities of the Issuer. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein.
Footnote F3
Represents securities owned directly by Cowen and Company. Cowen Holdings is the sole member of Cowen and Company. RCG is the sole owner of Cowen Holdings. Cowen Inc. is the sole member of RCG. In such capacities, each of Cowen Holdings, RCG and Cowen Inc. may be deemed to beneficially own the securities owned directly by Cowen and Company, but disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein.
Footnote F4
Represents securities owned directly by Cowen Financial. RCG is the sole member of Cowen Financial. Cowen Inc. is the sole member of RCG. In such capacities, each of RCG and Cowen Inc. may be deemed to beneficially own the securities owned directly by Cowen Financial, but disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein.