Key facts
- This page summarizes Carl Fredrick Giesler's Form 4 filing for SOUTHWESTERN ENERGY CO.
- 7 reported transactions and 3 derivative rows are listed below.
- Accepted by SEC: 23 Feb 2024, 16:14.
Carl Fredrick Giesler - 21 Feb 2024 Form 4 Insider Report for SOUTHWESTERN ENERGY CO
- Reporting relationship
- Executive Vice President & CFO
- Issuer ticker
- N/A
- Reported as of
- 21 Feb 2024
- Net transaction value
- -$255,785
- SEC form
- 4
- Accepted by SEC
- 23 Feb 2024, 16:14:15 UTC
- Prior SEC filing
- 24 Feb 2023
- Next SEC filing
- 27 Feb 2024
- Source filing
- View source filing
- Reporting owner signature
- /s/ Erik Norris, attorney-in-fact for Mr. Giesler
Source evidence
Original filing metadata and source links for verification.
5 source fields
Reporting owner
1 detail
Key filing fact
Carl Fredrick Giesler filed Form 4 for SOUTHWESTERN ENERGY CO on 23 Feb 2024.
Change
- Previous filing in this sequence was filed on 24 Feb 2023.
- Current net transaction value: -$255,785.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
SWN
transaction
Common Stock
Options Exercise
- Transaction value
- $0
- Shares
- +68,683
- Change %
- +38%
- Price
- $0.000000
- Shares after
- 248,878
- Date
- 21 Feb 2024
- Ownership
- Direct
- Footnotes
- F1
SWN
transaction
Common Stock
Tax liability
- Transaction value
- $118,748
- Shares
- -16,725
- Change %
- -6.7%
- Price
- $7.10
- Shares after
- 232,153
- Date
- 21 Feb 2024
- Ownership
- Direct
- Footnotes
- F2
SWN
transaction
Common Stock
Options Exercise
- Transaction value
- $0
- Shares
- +80,167
- Change %
- +35%
- Price
- $0.000000
- Shares after
- 312,320
- Date
- 22 Feb 2024
- Ownership
- Direct
- Footnotes
- F1
SWN
transaction
Common Stock
Tax liability
- Transaction value
- $137,037
- Shares
- -19,521
- Change %
- -6.3%
- Price
- $7.02
- Shares after
- 292,799
- Date
- 22 Feb 2024
- Ownership
- Direct
- Footnotes
- F2
SWN
holding
Common Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 3,916
- Date
- 21 Feb 2024
- Ownership
- by 401(k)
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
SWN
transaction
Derivative
Restricted Stock Units
Award
- Transaction value
- $0
- Shares
- +427,020
- Change %
- Price
- $0.000000
- Shares after
- 427,020
- Date
- 21 Feb 2024
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 427,020
- Exercise price
- Footnotes
- F3, F4
SWN
transaction
Derivative
Restricted Stock Unit
Options Exercise
- Transaction value
- $0
- Shares
- -68,683
- Change %
- -33%
- Price
- $0.000000
- Shares after
- 137,367
- Date
- 21 Feb 2024
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 68,683
- Exercise price
- Footnotes
- F1, F3, F5
SWN
transaction
Derivative
Restricted Stock Unit
Options Exercise
- Transaction value
- $0
- Shares
- -80,167
- Change %
- -50%
- Price
- $0.000000
- Shares after
- 80,167
- Date
- 22 Feb 2024
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 80,167
- Exercise price
- Footnotes
- F1, F3, F6
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 6 footnotes
Footnote F1
Each Restricted Stock Unit ("RSU") has the economic equivalent of one share of Southwestern Energy Company ("SWN") common stock. The RSUs vesting on February 21, 2024 and February 22, 2024 were settled in common stock based on the closing price of SWN common stock on the vesting date.
Footnote F2
Represents net share settlement of common stock award to satisfy withholding taxes.
Footnote F3
Each RSU represents a contingent right to receive one share of SWN common stock or an amount in cash equal to the Fair Market Value of one share of SWN common stock.
Footnote F4
On February 21, 2024 the reporting person was granted Restricted Stock Units (RSUs), vesting in three equal installments beginning on the first anniversary of the grant date, or immediately upon death, disability, retirement at age 65 with the required years of service, or a change in control. Vesting units will be settled in shares of SWN common stock, cash, or a combination of shares of SWN common stock and cash.
Footnote F5
On February 21, 2023, the reporting person was granted restricted stock units, vesting in three equal installments beginning on the first anniversary of the grant date, or immediately upon death, disability, retirement at age 65 with required years of service, or a change in control. Vesting units will be settled in shares of SWN common stock, cash, or a combination of shares of SWN common stock and cash.
Footnote F6
On February 22, 2022, the reporting person was granted restricted stock units, vesting in three equal installments beginning on the first anniversary of the grant date, or immediately upon death, disability, retirement at age 65 with required years of service, or a change in control. Vesting units will be settled in shares of SWN common stock, cash, or a combination of shares of SWN common stock and cash.