Jason O'Byrne - 20 Feb 2024 Form 4 Insider Report for Caribou Biosciences, Inc. (CRBU)

Source evidence Original filing metadata and source links for verification. 5 source fields
SEC form
4
Accepted by SEC
22 Feb 2024, 17:28:33 UTC
Prior SEC filing
23 Feb 2023
Next SEC filing
03 Oct 2024
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
/s/ Barbara G. McClung, as attorney-in-fact

Key filing fact

Jason O'Byrne filed Form 4 for Caribou Biosciences, Inc. (CRBU) on 22 Feb 2024.

Key facts

  • This page summarizes Jason O'Byrne's Form 4 filing for Caribou Biosciences, Inc. (CRBU).
  • 2 reported transactions and 1 derivative row are listed below.
  • Accepted by SEC: 22 Feb 2024, 17:28.

Change

  • Previous filing in this sequence was filed on 23 Feb 2023.
  • Current net transaction value: $0.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

CRBU transaction

Common Stock

Award

Transaction value
$0
Shares
+33,000
Change %
+126%
Price
$0.000000
Shares after
59,224
Date
20 Feb 2024
Ownership
Direct
Footnotes
F1, F2

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

CRBU transaction Derivative

Option to purchase Common Stock

Award

Transaction value
$0
Shares
+153,000
Change %
Price
$0.000000
Shares after
153,000
Date
20 Feb 2024
Ownership
Direct
Underlying class
Common Stock
Underlying amount
153,000
Exercise price
$6.81
Footnotes
F3
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 3 footnotes

Footnote F1

This reflects restricted stock units ("RSUs") that vest in four equal annual installments beginning on February 20, 2025, subject to the reporting person's continued services to the Issuer through the applicable vesting dates. The RSUs will be settled in stock within 30 days after each vesting date.

Footnote F2

Includes 1,888 shares purchased pursuant to the Issuer's 2021 Employee Stock Purchase Plan on February 15, 2022 for $9.85 per share.

Footnote F3

25% of the options will vest upon the one-year anniversary of the grant date, February 20, 2025, and 1/48th will vest monthly thereafter over the 36-month period following the one-year cliff, subject to the reporting person's continued service to the Issuer through the applicable vesting dates.

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