Key facts
- This page summarizes Frank P. Prager's Form 4 filing for XCEL ENERGY INC.
- 5 reported transactions and 2 derivative rows are listed below.
- Accepted by SEC: 22 Feb 2024, 16:25.
Frank P. Prager - 20 Feb 2024 Form 4 Insider Report for XCEL ENERGY INC
- Reporting relationship
- SVP, Strategy, Security & Ext.
- Issuer ticker
- XEL, XELLL on Nasdaq
- Reported as of
- 20 Feb 2024
- Net transaction value
- -$20,817
- SEC form
- 4
- Accepted by SEC
- 22 Feb 2024, 16:25:54 UTC
- Prior SEC filing
- 04 Jan 2024
- Next SEC filing
- 20 Aug 2024
- Source filing
- View source filing
- Reporting owner signature
- Kristin L. Westlund, Attorney in Fact for Frank P. Prager
Source evidence
Original filing metadata and source links for verification.
5 source fields
Reporting owner
1 detail
Key filing fact
Frank P. Prager filed Form 4 for XCEL ENERGY INC on 22 Feb 2024.
Change
- Previous filing in this sequence was filed on 04 Jan 2024.
- Current net transaction value: -$20,817.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
XEL
transaction
Common Stock
Award
- Transaction value
- $0
- Shares
- +981
- Change %
- +3.3%
- Price
- $0.000000
- Shares after
- 30,321
- Date
- 20 Feb 2024
- Ownership
- Direct
- Footnotes
- F1
XEL
transaction
Common Stock
Options Exercise
- Transaction value
- Shares
- +1,098
- Change %
- +3.6%
- Price
- Shares after
- 31,418
- Date
- 20 Feb 2024
- Ownership
- Direct
- Footnotes
- F2
XEL
transaction
Common Stock
Tax liability
- Transaction value
- $39,720
- Shares
- -672
- Change %
- -2.1%
- Price
- $59.07
- Shares after
- 30,746
- Date
- 20 Feb 2024
- Ownership
- Direct
- Footnotes
- F3
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
XEL
transaction
Derivative
Restricted Stock Units
Options Exercise
- Transaction value
- $0
- Shares
- -1,098
- Change %
- -100%
- Price
- $0.000000*
- Shares after
- 0
- Date
- 20 Feb 2024
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 1,098
- Exercise price
- Footnotes
- F2, F4, F5
XEL
transaction
Derivative
Phantom Stock
Award
- Transaction value
- $18,902
- Shares
- +320
- Change %
- +19%
- Price
- $59.07
- Shares after
- 2,035
- Date
- 20 Feb 2024
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 320
- Exercise price
- Footnotes
- F6, F7, F8
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 8 footnotes
Footnote F1
Represents the settlement of performance share unit awards for the 2021-2023 performance period.
Footnote F2
Restricted stock units are settled in common stock on a one-for-one basis.
Footnote F3
Represents the withholding of shares to satisfy tax obligations upon the settlement of the 2021-2023 performance share unit awards and restricted stock unit awards. Fractional share interests were settled in cash.
Footnote F4
Number of units shown reflects the reinvestment of 92.824 dividend equivalents since the original grant of 1,005 units on January 4, 2021.
Footnote F5
Award vested on December 31, 2023 but was settled in shares of common stock on February 20, 2024.
Footnote F6
Each share of phantom stock represents the right to receive the cash value of one share of common stock.
Footnote F7
Shares of phantom stock become payable in accordance with the reporting person's distribution elections made pursuant to the Xcel Energy Deferred Compensation Plan (the "Plan"). Subject to certain timing restrictions and other limitations based on the source of the amount deferred, the reporting person may generally transfer some or all of the balance in the Plan's Company stock account into an alternative Plan investment account.
Footnote F8
The number of shares of phantom stock reflects both additional shares credited upon the deemed reinvestment of dividend equivalents as reported in the most recent report from the Plan administrator, as well as minor adjustments to the number of phantom shares credited to the reporting person's Company stock account due to the unitized nature of the Plan's Company stock fund.