Key facts
- This page summarizes Derek Dunlop's Form 4 filing for Asset Entities Inc. (ASST).
- 8 reported transactions and 7 derivative rows are listed below.
- Accepted by SEC: 22 Feb 2024, 16:00.
Derek Dunlop - 22 Feb 2024 Form 4 Insider Report for Asset Entities Inc. (ASST)
- Reporting relationship
- Chief Experience Officer, 10%+ Owner
- Issuer ticker
- ASST
- Reported as of
- 22 Feb 2024
- Net transaction value
- $0
- SEC form
- 4
- Accepted by SEC
- 22 Feb 2024, 16:00:27 UTC
- Prior SEC filing
- 09 Feb 2023
- Source filing
- View source filing
- Reporting owner signature
- /s/ Matthew Krueger, Attorney-In-Fact
Source evidence
Original filing metadata and source links for verification.
4 source fields
Reporting owner
1 detail
Key filing fact
Derek Dunlop filed Form 4 for Asset Entities Inc. (ASST) on 22 Feb 2024.
Change
- Previous filing in this sequence was filed on 09 Feb 2023.
- Current net transaction value: $0.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
ASST
transaction
Class B Common Stock
Other
- Transaction value
- $0
- Shares
- +122,565
- Change %
- +54%
- Price
- $0.000000
- Shares after
- 348,065
- Date
- 22 Feb 2024
- Ownership
- Direct
- Footnotes
- F1
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
ASST
transaction
Derivative
Class A Common Stock
Other
- Transaction value
- $0
- Shares
- -122,565
- Change %
- -1.5%
- Price
- $0.000000
- Shares after
- 8,262,711
- Date
- 22 Feb 2024
- Ownership
- By Asset Entities Holdings, LLC
- Underlying class
- Class B Common Stock
- Underlying amount
- 122,565
- Exercise price
- Footnotes
- F1, F2, F4
ASST
transaction
Derivative
Class A Common Stock
Other
- Transaction value
- $0
- Shares
- -97,560
- Change %
- -1.2%
- Price
- $0.000000
- Shares after
- 8,165,151
- Date
- 22 Feb 2024
- Ownership
- By Asset Entities Holdings, LLC
- Underlying class
- Class B Common Stock
- Underlying amount
- 97,560
- Exercise price
- Footnotes
- F2, F3, F4
ASST
transaction
Derivative
Class A Common Stock
Other
- Transaction value
- $0
- Shares
- -97,560
- Change %
- -1.2%
- Price
- $0.000000
- Shares after
- 8,067,591
- Date
- 22 Feb 2024
- Ownership
- By Asset Entities Holdings, LLC
- Underlying class
- Class B Common Stock
- Underlying amount
- 97,560
- Exercise price
- Footnotes
- F2, F3, F4
ASST
transaction
Derivative
Class A Common Stock
Other
- Transaction value
- $0
- Shares
- -97,560
- Change %
- -1.2%
- Price
- $0.000000
- Shares after
- 7,970,031
- Date
- 22 Feb 2024
- Ownership
- By Asset Entities Holdings, LLC
- Underlying class
- Class B Common Stock
- Underlying amount
- 97,560
- Exercise price
- Footnotes
- F2, F3, F4
ASST
transaction
Derivative
Class A Common Stock
Other
- Transaction value
- $0
- Shares
- -291,662
- Change %
- -3.7%
- Price
- $0.000000
- Shares after
- 7,678,369
- Date
- 22 Feb 2024
- Ownership
- By Asset Entities Holdings, LLC
- Underlying class
- Class B Common Stock
- Underlying amount
- 291,662
- Exercise price
- Footnotes
- F2, F3, F4
ASST
transaction
Derivative
Class A Common Stock
Other
- Transaction value
- $0
- Shares
- -146,340
- Change %
- -1.9%
- Price
- $0.000000
- Shares after
- 7,532,029
- Date
- 22 Feb 2024
- Ownership
- By Asset Entities Holdings, LLC
- Underlying class
- Class B Common Stock
- Underlying amount
- 146,340
- Exercise price
- Footnotes
- F2, F3, F4
ASST
transaction
Derivative
Class A Common Stock
Other
- Transaction value
- $0
- Shares
- -7,678,369
- Change %
- -100%
- Price
- $0.000000*
- Shares after
- 0
- Date
- 22 Feb 2024
- Ownership
- By Asset Entities Holdings, LLC
- Underlying class
- Class B Common Stock
- Underlying amount
- 7,532,029
- Exercise price
- Footnotes
- F2, F4, F5
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 5 footnotes
Footnote F1
Pro rata distribution from Asset Entities Holdings, LLC ("AEH"), of which the reporting person was an indirect owner prior to the transactions reported herein.
Footnote F2
The Class A Common Stock is convertible into the issuer's Class B Common Stock on a 1-for-1 basis (a) at the holder's option or (b) upon certain transfers of such shares and has no expiration date.
Footnote F3
Pro rata distribution from AEH to direct or indirect owners of AEH other than the reporting person, and upon distribution the shares of Class A Common Stock converted to shares of Class B Common Stock.
Footnote F4
Shares held of record by AEH. The reporting person was an indirect owner of AEH prior to the transactions reported herein.
Footnote F5
Following the transactions reported herein, the reporting person was no longer deemed to beneficially own any shares of the issuer that were held of record by AEH.