Key facts
- This page summarizes Mark A. Caylor's Form 4 filing for NORTHROP GRUMMAN CORP /DE/ (NOC).
- 4 reported transactions and 1 derivative row are listed below.
- Accepted by SEC: 21 Feb 2024, 17:04.
Mark A. Caylor - 16 Feb 2024 Form 4 Insider Report for NORTHROP GRUMMAN CORP /DE/ (NOC)
- Reporting relationship
- CVP & Pres, Mission Systems
- Issuer ticker
- NOC
- Reported as of
- 16 Feb 2024
- Net transaction value
- -$1,956,020
- SEC form
- 4
- Accepted by SEC
- 21 Feb 2024, 17:04:59 UTC
- Prior SEC filing
- 16 Feb 2024
- Next SEC filing
- 23 Feb 2024
- Source filing
- View source filing
- Reporting owner signature
- /s/ Jennifer C. McGarey, Attorney-in-Fact
Source evidence
Original filing metadata and source links for verification.
5 source fields
Reporting owner
1 detail
Key filing fact
Mark A. Caylor filed Form 4 for NORTHROP GRUMMAN CORP /DE/ (NOC) on 21 Feb 2024.
Change
- Previous filing in this sequence was filed on 16 Feb 2024.
- Current net transaction value: -$1,956,020.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
NOC
transaction
Common Stock
Options Exercise
- Transaction value
- $0
- Shares
- +3,284
- Change %
- +18%
- Price
- $0.000000
- Shares after
- 21,598
- Date
- 16 Feb 2024
- Ownership
- Direct
NOC
transaction
Common Stock
Tax liability
- Transaction value
- $736,869
- Shares
- -1,634
- Change %
- -7.6%
- Price
- $450.96
- Shares after
- 19,964
- Date
- 16 Feb 2024
- Ownership
- Direct
NOC
transaction
Common Stock
Sale
- Transaction value
- $1,219,152
- Shares
- -2,707
- Change %
- -14%
- Price
- $450.37
- Shares after
- 17,257
- Date
- 16 Feb 2024
- Ownership
- Direct
NOC
holding
Common Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 38
- Date
- 16 Feb 2024
- Ownership
- Held in Northrop Grumman Saving Plan
- Footnotes
- F1
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
NOC
transaction
Derivative
Restricted Stock Rights
Options Exercise
- Transaction value
- $0
- Shares
- -3,284
- Change %
- -32%
- Price
- $0.000000
- Shares after
- 6,965
- Date
- 16 Feb 2024
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 3,284
- Exercise price
- Footnotes
- F2, F3
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Rule 10b5-1 trading plan
These transactions were reported as open-market trades under a Rule 10b5-1 plan. The plan lets an insider set trading instructions in advance, which can reduce the risk of trading while in possession of material nonpublic information.
Original filing language: transaction made pursuant to a contract, instruction, or written plan intended to satisfy Rule 10b5-1(c).
Explanation of responses 3 footnotes
Footnote F1
Held in the Northrop Grumman Savings Plan (the "Plan"), a qualified defined contribution plan, as of 2/16/24. Share totals with respect to the Plan are based upon unit accounting and therefore may reflect a change in units attributable to an individual though no acquisition or disposition occurred.
Footnote F2
Each Restricted Stock Rights ("RSR") represents a contingent right to receive an equivalent number of shares in Issuer common stock, or, at the election of the Issuer's Compensation Committee, cash or a combination of cash and Issuer common stock.
Footnote F3
Shares issued upon vesting of RSRs granted under the Long-Term Incentive Stock Plan ("LTISP") on 2/16/21 that vested on 2/16/24.