Susan Swenson - 15 Feb 2024 Form 4 Insider Report for HARMONIC INC (HLIT)

Reporting relationship: Director
Issuer ticker: HLIT
Reported as of: 15 Feb 2024
Net transaction value: $0
SEC form: 4
Accepted by SEC: 20 Feb 2024, 21:36:57 UTC
Prior SEC filing: 21 Feb 2023
Source filing: View source filing
Reporting owner signature: /s/ Wendi Ninh, Attorney-in-Fact

Key filing fact

Susan Swenson filed Form 4 for HARMONIC INC (HLIT) on 20 Feb 2024.

Key facts

This page summarizes Susan Swenson's Form 4 filing for HARMONIC INC (HLIT).
3 reported transactions and 2 derivative rows are listed below.
Accepted by SEC: 20 Feb 2024, 21:36.

Change

Previous filing in this sequence was filed on 21 Feb 2023.
Current net transaction value: $0.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

HLIT transaction

Common Stock

Options Exercise

Transaction value: $0
Shares: +10,446
Change %: +4.5%
Price: $0.000000
Shares after: 244,666
Date: 15 Feb 2024
Ownership: Direct
Footnotes: F1

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

HLIT transaction Derivative

Restricted Stock Units

Options Exercise

Transaction value: $0
Shares: -10,446
Change %: -100%
Price: $0.000000^*
Shares after: 0
Date: 15 Feb 2024
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 10,446
Exercise price: $0.000000
Footnotes: F2

HLIT transaction Derivative

Restricted Stock Units

Award

Transaction value: $0
Shares: +12,107
Change %
Price: $0.000000
Shares after: 12,107
Date: 16 Feb 2024
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 12,107
Exercise price: $0.000000
Footnotes: F2, F3

^* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 3 footnotes

Footnote F1

These shares of common stock were acquired upon the vesting of restricted stock units on 2/15/2024. These restricted stock units were initially granted to the Reporting Person on 2/17/2023, and were identified on a Form 4 filed by the Reporting Person on 2/21/2023.

Footnote F2

Each restricted stock unit represents a contingent right to receive one share of HLIT common stock.

Footnote F3

The shares subject to the restricted stock units are scheduled to vest in full on 2/15/2025. Vested shares will be delivered to the reporting person on or immediately following 2/15/2025.