Key facts
- This page summarizes Mauro Gregorio's Form 4 filing for DOW INC. (DOW).
- 10 reported transactions and 3 derivative rows are listed below.
- Accepted by SEC: 20 Feb 2024, 19:10.
Mauro Gregorio - 15 Feb 2024 Form 4 Insider Report for DOW INC. (DOW)
- Reporting relationship
- President, Perf Mat & Coatings
- Issuer ticker
- DOW
- Reported as of
- 15 Feb 2024
- Net transaction value
- -$55,258
- SEC form
- 4
- Accepted by SEC
- 20 Feb 2024, 19:10:45 UTC
- Prior SEC filing
- 14 Feb 2024
- Next SEC filing
- 05 Aug 2024
- Source filing
- View source filing
- Reporting owner signature
- /s/ Mauro Gregorio
Source evidence
Original filing metadata and source links for verification.
5 source fields
Reporting owner
1 detail
Key filing fact
Mauro Gregorio filed Form 4 for DOW INC. (DOW) on 20 Feb 2024.
Change
- Previous filing in this sequence was filed on 14 Feb 2024.
- Current net transaction value: -$55,258.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
DOW
transaction
Common Stock
Award
- Transaction value
- $0
- Shares
- +5,450
- Change %
- +54%
- Price
- $0.000000
- Shares after
- 15,549
- Date
- 15 Feb 2024
- Ownership
- Direct
- Footnotes
- F1
DOW
transaction
Common Stock
Options Exercise
- Transaction value
- $957,989
- Shares
- +19,133
- Change %
- +123%
- Price
- $50.07
- Shares after
- 34,682
- Date
- 16 Feb 2024
- Ownership
- Direct
DOW
transaction
Common Stock
Disposed to Issuer
- Transaction value
- $989,413
- Shares
- -17,792
- Change %
- -51%
- Price
- $55.61
- Shares after
- 16,890
- Date
- 16 Feb 2024
- Ownership
- Direct
- Footnotes
- F2, F3
DOW
transaction
Common Stock
Options Exercise
- Transaction value
- $410,080
- Shares
- +8,800
- Change %
- +52%
- Price
- $46.60
- Shares after
- 25,690
- Date
- 16 Feb 2024
- Ownership
- Direct
DOW
transaction
Common Stock
Disposed to Issuer
- Transaction value
- $433,914
- Shares
- -7,800
- Change %
- -30%
- Price
- $55.63
- Shares after
- 17,890
- Date
- 16 Feb 2024
- Ownership
- Direct
- Footnotes
- F2, F4
DOW
transaction
Common Stock
Gift
- Transaction value
- $0
- Shares
- -2,341
- Change %
- -13%
- Price
- $0.000000
- Shares after
- 15,549
- Date
- 16 Feb 2024
- Ownership
- Direct
- Footnotes
- F5
DOW
transaction
Common Stock
Gift
- Transaction value
- $0
- Shares
- +2,341
- Change %
- +4.6%
- Price
- $0.000000
- Shares after
- 53,679
- Date
- 16 Feb 2024
- Ownership
- By Trust
DOW
holding
Common Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 452
- Date
- 15 Feb 2024
- Ownership
- By 401(k) Plan
DOW
holding
Common Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 420
- Date
- 15 Feb 2024
- Ownership
- By 401(k) Plan ESOP
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
DOW
transaction
Derivative
Non-Qualified Stock Option (Right to Buy)
Award
- Transaction value
- $0
- Shares
- +36,600
- Change %
- Price
- $0.000000
- Shares after
- 36,600
- Date
- 15 Feb 2024
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 36,600
- Exercise price
- $55.17
- Footnotes
- F6
DOW
transaction
Derivative
Non-Qualified Stock Option (Right to Buy)
Options Exercise
- Transaction value
- $0
- Shares
- -19,133
- Change %
- -100%
- Price
- $0.000000*
- Shares after
- 0
- Date
- 16 Feb 2024
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 19,133
- Exercise price
- $50.07
- Footnotes
- F7
DOW
transaction
Derivative
Non-Qualified Stock Option (Right to Buy)
Options Exercise
- Transaction value
- $0
- Shares
- -8,800
- Change %
- -41%
- Price
- $0.000000
- Shares after
- 12,505
- Date
- 16 Feb 2024
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 8,800
- Exercise price
- $46.60
- Footnotes
- F7
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 7 footnotes
Footnote F1
Restricted stock units to be delivered in one installment on or about February 15, 2027, subject to continued employment.
Footnote F2
Shares used to satisfy the exercise price and tax withholding of the Reporting Person upon exercise of options as required by the award agreement and exempt under Rule 16b-3.
Footnote F3
The price is a weighted average price. The shares were sold in multiple transactions at prices ranging from $55.560 to $55.601. Reporting Person agrees to provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
Footnote F4
The price is a weighted average price. The shares were sold in multiple transactions at prices ranging from $55.605 to $55.631. Reporting Person agrees to provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
Footnote F5
Total includes previously reported restricted stock units.
Footnote F6
This option will vest in three equal installments beginning on February 15, 2025. Option shares will be used to satisfy withholding taxes.
Footnote F7
This option is fully vested and exercisable.