Key facts
- This page summarizes Stephen P. Brown's Form 3 filing for SolarMax Technology, Inc. (SMXT).
- 0 reported transactions and 1 derivative row are listed below.
- Accepted by SEC: 20 Feb 2024, 18:38.
Stephen P. Brown - 12 Feb 2024 Form 3 Insider Report for SolarMax Technology, Inc. (SMXT)
- Reporting relationship
- Chief Financial Officer
- Issuer ticker
- SMXT
- Reported as of
- 12 Feb 2024
- Net transaction value
- $0
- SEC form
- 3
- Accepted by SEC
- 20 Feb 2024, 18:38:13 UTC
- Next SEC filing
- 18 Mar 2026
- Source filing
- View source filing
- Reporting owner signature
- /s/ Stephen Brown
Source evidence
Original filing metadata and source links for verification.
4 source fields
Reporting owner
1 detail
Key filing fact
Stephen P. Brown filed Form 3 for SolarMax Technology, Inc. (SMXT) on 20 Feb 2024.
Change
- No earlier filing in this sequence is available for direct comparison.
- Current net transaction value: $0.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Official SEC source
View source filing
Ownership activity is grounded in SEC Form 3 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
SMXT
holding
Common stock, par value $0.001 per share
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 0
- Date
- 12 Feb 2024
- Ownership
- Direct
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
SMXT
holding
Derivative
Stock Option
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- Date
- 12 Feb 2024
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 199,736
- Exercise price
- $5.01
- Footnotes
- F1
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 1 footnote
Footnote F1
The stock option is a non-qualified stock option granted pursuant to the Company's 2016 Equity Incentive Plan, and is exercisable as to 149,802 shares and becomes exercisable as to the remaining shares on the closing date of the Company's initial public offering. The option expires on April 30, 2027.