Key facts
- This page summarizes James Lim's Form 4 filing for StepStone Group Inc. (STEP).
- 2 reported transactions and 0 derivative rows are listed below.
- Accepted by SEC: 20 Feb 2024, 18:03.
James Lim - 15 Feb 2024 Form 4 Insider Report for StepStone Group Inc. (STEP)
- Reporting relationship
- 10%+ Owner
- Issuer ticker
- STEP
- Reported as of
- 15 Feb 2024
- Net transaction value
- -$4,187,899
- SEC form
- 4
- Accepted by SEC
- 20 Feb 2024, 18:03:02 UTC
- Prior SEC filing
- 15 Feb 2024
- Source filing
- View source filing
- Reporting owner signature
- /s/Jennifer Ishiguro, Attorney-in-fact for James Lim
Source evidence
Original filing metadata and source links for verification.
4 source fields
Reporting owner
1 detail
Key filing fact
James Lim filed Form 4 for StepStone Group Inc. (STEP) on 20 Feb 2024.
Change
- Previous filing in this sequence was filed on 15 Feb 2024.
- Current net transaction value: -$4,187,899.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
STEP
transaction
Class A Common Stock
Sale
- Transaction value
- $2,005,321
- Shares
- -56,937
- Change %
- -0.9%
- Price
- $35.22
- Shares after
- 6,270,515
- Date
- 15 Feb 2024
- Ownership
- By Sanctuary Bay LLC
- Footnotes
- F1
STEP
transaction
Class A Common Stock
Sale
- Transaction value
- $2,182,578
- Shares
- -62,164
- Change %
- -0.99%
- Price
- $35.11
- Shares after
- 6,208,351
- Date
- 16 Feb 2024
- Ownership
- By Sanctuary Bay LLC
- Footnotes
- F2
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Section 16 status
James Lim is no longer subject to Section 16 filing requirements. Form 4 or Form 5 obligations may still apply in specific circumstances.
Explanation of responses 2 footnotes
Footnote F1
This transaction was executed in multiple trades at prices ranging from $34.92 to $35.80. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.
Footnote F2
This transaction was executed in multiple trades at prices ranging from $34.58 to $35.52. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.