Key facts
- This page summarizes David A. Kaufman's Form 4 filing for BALL Corp (BALL).
- 0 reported transactions and 11 derivative rows are listed below.
- Accepted by SEC: 15 Feb 2024, 19:00.
David A. Kaufman - 15 Feb 2024 Form 4 Insider Report for BALL Corp (BALL)
- Reporting relationship
- President, Ball Aerospace
- Issuer ticker
- BALL
- Reported as of
- 15 Feb 2024
- Net transaction value
- $0
- SEC form
- 4
- Accepted by SEC
- 15 Feb 2024, 19:00:45 UTC
- Prior SEC filing
- 26 Jan 2024
- Source filing
- View source filing
- Reporting owner signature
- /s/ Hannah Lim-Johnson, attorney-in-fact for Mr. Kaufman
Source evidence
Original filing metadata and source links for verification.
4 source fields
Reporting owner
1 detail
Key filing fact
David A. Kaufman filed Form 4 for BALL Corp (BALL) on 15 Feb 2024.
Change
- Previous filing in this sequence was filed on 26 Jan 2024.
- Current net transaction value: $0.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
BALL
holding
Common Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 10,124
- Date
- 15 Feb 2024
- Ownership
- Direct
- Footnotes
- F1
BALL
holding
Common Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 6
- Date
- 15 Feb 2024
- Ownership
- 401(k) Plan
- Footnotes
- F1, F2
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
BALL
holding
Derivative
Deferred Compensation Company Stock Plan
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 22,012
- Date
- 15 Feb 2024
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 22,012
- Exercise price
- Footnotes
- F1, F3, F4
BALL
holding
Derivative
Restricted Stock Units
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 13,190
- Date
- 15 Feb 2024
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 13,190
- Exercise price
- Footnotes
- F1, F5
BALL
holding
Derivative
Restricted Stock Units
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 4,900
- Date
- 15 Feb 2024
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 4,900
- Exercise price
- Footnotes
- F1, F6
BALL
holding
Derivative
Stock Appreciation Rights (sars)
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 8,680
- Date
- 15 Feb 2024
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 8,680
- Exercise price
- $38.38
- Footnotes
- F1
BALL
holding
Derivative
Stock Option (Right to Buy)
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 8,379
- Date
- 15 Feb 2024
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 8,379
- Exercise price
- $38.84
- Footnotes
- F1
BALL
holding
Derivative
Stock Option (Right to Buy)
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 6,766
- Date
- 15 Feb 2024
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 6,766
- Exercise price
- $50.78
- Footnotes
- F1
BALL
holding
Derivative
Stock Option (Right to Buy)
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 7,161
- Date
- 15 Feb 2024
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 7,161
- Exercise price
- $72.59
- Footnotes
- F1
BALL
holding
Derivative
Stock Option (Right to Buy)
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 13,131
- Date
- 15 Feb 2024
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 13,131
- Exercise price
- $85.33
- Footnotes
- F1
BALL
holding
Derivative
Stock Option (Right to Buy)
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 12,933
- Date
- 15 Feb 2024
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 12,933
- Exercise price
- $86.57
- Footnotes
- F1
BALL
holding
Derivative
Stock Option (Right to Buy)
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 16,519
- Date
- 15 Feb 2024
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 16,519
- Exercise price
- $56.64
- Footnotes
- F1
BALL
holding
Derivative
Stock Option (Right to Buy)
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 15,530
- Date
- 15 Feb 2024
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 15,530
- Exercise price
- $55.87
- Footnotes
- F1
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Section 16 status
David A. Kaufman is no longer subject to Section 16 filing requirements. Form 4 or Form 5 obligations may still apply in specific circumstances.
Explanation of responses 6 footnotes
Footnote F1
The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person.
Footnote F2
Total number of 401(k) Plan shares acquired through periodic dividend reinvestment, participant's contributions and employer matching contributions.
Footnote F3
Each unit may be settled for a single share of stock or the equivalent amount of cash pursuant to the Ball Corporation Deferred Compensation Company Stock Plan.
Footnote F4
Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the plan.
Footnote F5
Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock.
Footnote F6
Each restricted stock unit granted under the Deposit Share Program represents a contingent opportunity to receive one share of Ball Corporation Common Stock.