Key facts
- This page summarizes SCAGGS NEAL's Form 4 filing for Energy Services of America CORP (ESOA).
- 2 reported transactions and 1 derivative row are listed below.
- Accepted by SEC: 08 Oct 2021, 20:51.
SCAGGS NEAL - 06 Oct 2021 Form 4 Insider Report for Energy Services of America CORP (ESOA)
- Reporting relationship
- Director
- Issuer ticker
- ESOA
- Reported as of
- 06 Oct 2021
- Net transaction value
- $0
- SEC form
- 4
- Accepted by SEC
- 08 Oct 2021, 20:51:18 UTC
- Prior SEC filing
- 17 Sep 2021
- Source filing
- View source filing
- Reporting owner signature
- s/Charles Crimmel
Source evidence
Original filing metadata and source links for verification.
4 source fields
Reporting owner
1 detail
Key filing fact
SCAGGS NEAL filed Form 4 for Energy Services of America CORP (ESOA) on 08 Oct 2021.
Change
- Previous filing in this sequence was filed on 17 Sep 2021.
- Current net transaction value: $0.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
ESOA
transaction
Common Stock
Conversion of derivative security
- Transaction value
- Shares
- +269,384
- Change %
- +67%
- Price
- Shares after
- 672,923
- Date
- 06 Oct 2021
- Ownership
- Direct
- Footnotes
- F2
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
ESOA
transaction
Derivative
Series A Convertible Preferred Stock
Conversion of derivative security
- Transaction value
- Shares
- -16
- Change %
- -100%
- Price
- Shares after
- 0
- Date
- 06 Oct 2021
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 269,384
- Exercise price
- Footnotes
- F1, F2
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 2 footnotes
Footnote F1
Series A Preferred Stock will be converted into shares of common stock, at the option of the holders, only in the event that the issuer elects to redeem the Series A Preferred Stock, and only during the period provided by the issuers Notice of Redemption.
Footnote F2
Series A Preferred Stock was converted to common shares at $25,000 per share plus accrued but unpaid dividends divided by a $1.50 redemption price.