Key facts
- This page summarizes Bengal Impact Partners, LLC's Form 4 filing for BODY & MIND INC..
- 1 reported transaction and 0 derivative rows are listed below.
- Accepted by SEC: 14 Feb 2024, 10:41.
Bengal Impact Partners, LLC - 09 Feb 2024 Form 4 Insider Report for BODY & MIND INC.
- Reporting relationship
- 10%+ Owner
- Issuer ticker
- N/A
- Reported as of
- 09 Feb 2024
- Net transaction value
- +$180,116
- SEC form
- 4
- Accepted by SEC
- 14 Feb 2024, 10:41:33 UTC
- Prior SEC filing
- 17 May 2023
- Source filing
- View source filing
- Reporting owner signature
- /s/ Joshua Rosen, Managing Partner
Source evidence
Original filing metadata and source links for verification.
4 source fields
Reporting owner
1 detail
Key filing fact
Bengal Impact Partners, LLC filed Form 4 for BODY & MIND INC. on 14 Feb 2024.
Change
- Previous filing in this sequence was filed on 17 May 2023.
- Current net transaction value: +$180,116.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
BAMM
transaction
Common Shares
Other
- Transaction value
- $180,116
- Shares
- +2,700,393
- Change %
- +203%
- Price
- $0.0667*
- Shares after
- 4,033,726
- Date
- 09 Feb 2024
- Ownership
- Direct
- Footnotes
- F1, F2
BAMM
holding
Common Shares
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 52,830,952
- Date
- 09 Feb 2024
- Ownership
- See footnotes
- Footnotes
- F1, F3, F4
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 4 footnotes
Footnote F1
Unless otherwise specified, all Share (as defined below) transaction prices referred to in this Form 4 are in Canadian dollars.
Footnote F2
Represents common shares, par value USD$0.0001 per share (the "Shares"), of the Issuer issued to the Reporting Person on February 9, 2024 pursuant to that certain Strategic Advisory Services Agreement dated January 6, 2023 by and between the Issuer and the Reporting Person.
Footnote F3
On or around December 31, 2021, Bengal Catalyst Fund, LP (the "Fund") acquired 250,000 Shares in a private placement transaction at a price of $0.30 per Share pursuant to a Securities Purchase Agreement dated as of December 30, 2021 with the seller named therein. On February 3, 2022, the Fund acquired 3,400,000 Shares in a block trade with a broker at a price of $0.24 per Share. Between January 24, 2022 and April 14, 2022, the Fund acquired 3,509,310 Shares in a series of open market transactions, at prices between $0.22 and $0.34 per Share. On May 8, 2023, the Fund purchased 671,642 Shares in a private transaction. The Fund is managed by the Reporting Person. The Reporting Person has sole investment control and voting power over securities held by the Fund.
Footnote F4
On December 19, 2022, BAM I, a Series of Bengal Catalyst Fund SPV, LP (the "Series"), purchased from the Issuer (i) 8% five year convertible debentures in the principal amount of USD$2,750,000, the principal and accrued interest of which are convertible into Shares at a price of USD$0.10 per Share ("BAM Notes"), and (ii) four year warrants exercisable for 13,750,000 Shares, at a price of USD$0.10 per Share ("BAM Warrants"). The Reporting Person acts as general partner of the Series, and has sole investment control and voting power over securities held by the Series.