Key facts
- This page summarizes Joseph Ennen's Form 4 filing for SunOpta Inc. (STKL).
- 3 reported transactions and 1 derivative row are listed below.
- Accepted by SEC: 13 Feb 2024, 17:52.
Joseph Ennen - 09 Feb 2024 Form 4 Insider Report for SunOpta Inc. (STKL)
- Reporting relationship
- Advisor
- Issuer ticker
- STKL
- Reported as of
- 09 Feb 2024
- Net transaction value
- -$45,973
- SEC form
- 4
- Accepted by SEC
- 13 Feb 2024, 17:52:49 UTC
- Prior SEC filing
- 12 Jul 2023
- Next SEC filing
- 15 Mar 2024
- Source filing
- View source filing
- Reporting owner signature
- /s/ Jill Barnett, attorney-in-fact
Source evidence
Original filing metadata and source links for verification.
5 source fields
Reporting owner
1 detail
Key filing fact
Joseph Ennen filed Form 4 for SunOpta Inc. (STKL) on 13 Feb 2024.
Change
- Previous filing in this sequence was filed on 12 Jul 2023.
- Current net transaction value: -$45,973.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
STKL
transaction
Common Shares
Options Exercise
- Transaction value
- Shares
- +13,449
- Change %
- +0.71%
- Price
- Shares after
- 1,900,850
- Date
- 09 Feb 2024
- Ownership
- Direct
- Footnotes
- F1
STKL
transaction
Common Shares
Tax liability
- Transaction value
- $45,973
- Shares
- -7,451
- Change %
- -0.39%
- Price
- $6.17
- Shares after
- 1,893,399
- Date
- 09 Feb 2024
- Ownership
- Direct
- Footnotes
- F2
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
STKL
transaction
Derivative
Restricted Stock Units
Options Exercise
- Transaction value
- $0
- Shares
- -13,449
- Change %
- -100%
- Price
- $0.000000*
- Shares after
- 0
- Date
- 09 Feb 2024
- Ownership
- Direct
- Underlying class
- Common Shares
- Underlying amount
- 13,449
- Exercise price
- Footnotes
- F1, F3, F4
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 4 footnotes
Footnote F1
Each Restricted Stock Unit represents a contingent right to receive one share of STKL common stock.
Footnote F2
This line item reflects the deemed disposition of shares withheld by the Company to satisfy income tax withholding requirements in connection with the vesting of the RSUs.
Footnote F3
The Restricted Stock Units vest in three equal annual installments beginning on February 9, 2022 subject to the continued employment of the reporting person through each such vesting date.
Footnote F4
The Restricted Stock Units do not have an expiration date.