Key facts
- This page summarizes Scott Catlett's Form 4 filing for YUM BRANDS INC (YUM).
- 11 reported transactions and 5 derivative rows are listed below.
- Accepted by SEC: 12 Feb 2024, 12:37.
Scott Catlett - 09 Feb 2024 Form 4 Insider Report for YUM BRANDS INC (YUM)
- Reporting relationship
- Chief Legal &Franchise Officer
- Issuer ticker
- YUM
- Reported as of
- 09 Feb 2024
- Net transaction value
- +$904,725
- SEC form
- 4
- Accepted by SEC
- 12 Feb 2024, 12:37:19 UTC
- Prior SEC filing
- 25 Jan 2024
- Next SEC filing
- 20 May 2024
- Source filing
- View source filing
- Reporting owner signature
- /s/ M. Gayle Hobson, POA
Source evidence
Original filing metadata and source links for verification.
5 source fields
Reporting owner
1 detail
Key filing fact
Scott Catlett filed Form 4 for YUM BRANDS INC (YUM) on 12 Feb 2024.
Change
- Previous filing in this sequence was filed on 25 Jan 2024.
- Current net transaction value: +$904,725.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
YUM
transaction
Common Stock
Options Exercise
- Transaction value
- $1,364,448
- Shares
- +10,474
- Change %
- +31%
- Price
- $130.27
- Shares after
- 44,412
- Date
- 10 Feb 2024
- Ownership
- Direct
YUM
transaction
Common Stock
Tax liability
- Transaction value
- $621,648
- Shares
- -4,772
- Change %
- -11%
- Price
- $130.27
- Shares after
- 39,640
- Date
- 10 Feb 2024
- Ownership
- Direct
YUM
transaction
Common Stock
Options Exercise
- Transaction value
- $142,125
- Shares
- +1,091
- Change %
- +2.8%
- Price
- $130.27
- Shares after
- 40,731
- Date
- 10 Feb 2024
- Ownership
- Direct
YUM
transaction
Common Stock
Tax liability
- Transaction value
- $64,874
- Shares
- -498
- Change %
- -1.2%
- Price
- $130.27
- Shares after
- 40,233
- Date
- 10 Feb 2024
- Ownership
- Direct
YUM
transaction
Common Stock
Options Exercise
- Transaction value
- $155,803
- Shares
- +1,196
- Change %
- +3%
- Price
- $130.27
- Shares after
- 41,429
- Date
- 11 Feb 2024
- Ownership
- Direct
YUM
transaction
Common Stock
Tax liability
- Transaction value
- $71,127
- Shares
- -546
- Change %
- -1.3%
- Price
- $130.27
- Shares after
- 40,883
- Date
- 11 Feb 2024
- Ownership
- Direct
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
YUM
transaction
Derivative
Stock Appreciation Right
Award
- Transaction value
- $0
- Shares
- +20,746
- Change %
- Price
- $0.000000
- Shares after
- 20,746
- Date
- 09 Feb 2024
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 20,746
- Exercise price
- $130.27
- Footnotes
- F1
YUM
transaction
Derivative
Restricted Stock Units
Award
- Transaction value
- $0
- Shares
- +4,510
- Change %
- Price
- $0.000000
- Shares after
- 4,510
- Date
- 09 Feb 2024
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 4,510
- Exercise price
- Footnotes
- F1, F2, F3
YUM
transaction
Derivative
Restricted Stock Units
Options Exercise
- Transaction value
- $0
- Shares
- -10,474
- Change %
- -100%
- Price
- $0.000000
- Shares after
- 1
- Date
- 10 Feb 2024
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 10,474
- Exercise price
- Footnotes
- F4
YUM
transaction
Derivative
Restricted Stock Units
Options Exercise
- Transaction value
- $0
- Shares
- -1,091
- Change %
- -25%
- Price
- $0.000000
- Shares after
- 3,275
- Date
- 10 Feb 2024
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 1,091
- Exercise price
- $131.31
- Footnotes
- F1, F3
YUM
transaction
Derivative
Restricted Stock Units
Options Exercise
- Transaction value
- $0
- Shares
- -1,196
- Change %
- -33%
- Price
- $0.000000
- Shares after
- 2,396
- Date
- 11 Feb 2024
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 1,196
- Exercise price
- Footnotes
- F1, F2
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 4 footnotes
Footnote F1
Vesting occurs 25% per year beginning one year from grant date.
Footnote F2
Conversion occurs on a one-for-one basis.
Footnote F3
The final distribution under this grant will occur four years from the grant date. There are no specified expiration dates for this grant.
Footnote F4
Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock