D. Andrew Woodward - 24 Jan 2024 Form 4 Insider Report for ALLIANCE RESOURCE PARTNERS LP (ARLP)

Reporting relationship: SENIOR VP, NEW VENTURES
Issuer ticker: ARLP
Reported as of: 24 Jan 2024
Net transaction value: -$256,324
SEC form: 4
Accepted by SEC: 12 Feb 2024, 09:30:34 UTC
Prior SEC filing: 20 Sep 2022
Source filing: View source filing
Reporting owner signature: /s/ D. Andrew Woodward by Kenneth Hemm, pursuant to power of attorney dated September 15, 2022

Key filing fact

D. Andrew Woodward filed Form 4 for ALLIANCE RESOURCE PARTNERS LP (ARLP) on 12 Feb 2024.

Key facts

This page summarizes D. Andrew Woodward's Form 4 filing for ALLIANCE RESOURCE PARTNERS LP (ARLP).
4 reported transactions and 2 derivative rows are listed below.
Accepted by SEC: 12 Feb 2024, 09:30.

Change

Previous filing in this sequence was filed on 20 Sep 2022.
Current net transaction value: -$256,324.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

ARLP transaction

Common unit

Options Exercise

Transaction value
Shares: +27,500
Change %
Price
Shares after: 27,500
Date: 08 Feb 2024
Ownership: Direct
Footnotes: F1

ARLP transaction

Common unit

Tax liability

Transaction value: $256,324
Shares: -12,455
Change %: -45%
Price: $20.58
Shares after: 15,045
Date: 08 Feb 2024
Ownership: Direct
Footnotes: F2

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

ARLP transaction Derivative

Restricted unit

Award

Transaction value
Shares: +27,500
Change %
Price
Shares after: 27,500
Date: 24 Jan 2024
Ownership: Direct
Underlying class: Common unit
Underlying amount: 27,500
Exercise price
Footnotes: F1, F3, F4

ARLP transaction Derivative

Restricted unit

Options Exercise

Transaction value
Shares: -27,500
Change %: -100%
Price
Shares after: 0
Date: 08 Feb 2024
Ownership: Direct
Underlying class: Common unit
Underlying amount: 27,500
Exercise price
Footnotes: F1, F4

^* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 4 footnotes

Footnote F1

On January 24, 2024, the Compensation Committee determined that the vesting requirements for Mr. Woodward's grant issued in 2022 under the Long-Term Incentive Plan had been satisfied, and the number of restricted units was finalized. The restricted units vested effective January 1, 2024 and was issued on February 8, 2024 based upon an ARLP unit price of $20.58.

Footnote F2

Upon issuance, restricted units are withheld by the Partnership for the payment of tax liability at the vesting price of $20.58.

Footnote F3

1 for 1

Footnote F4

Not applicable