Key facts
- This page summarizes David J. Bernhardt's Form 4 filing for SentinelOne, Inc. (S).
- 5 reported transactions and 3 derivative rows are listed below.
- Accepted by SEC: 09 Feb 2024, 21:26.
David J. Bernhardt - 09 Feb 2024 Form 4 Insider Report for SentinelOne, Inc. (S)
- Reporting relationship
- Chief Financial Officer
- Issuer ticker
- S
- Reported as of
- 09 Feb 2024
- Net transaction value
- -$749,857
- SEC form
- 4
- Accepted by SEC
- 09 Feb 2024, 21:26:26 UTC
- Prior SEC filing
- 08 Feb 2024
- Next SEC filing
- 16 Feb 2024
- Source filing
- View source filing
- Reporting owner signature
- /s/ Keenan Conder, Attorney-in-Fact
Source evidence
Original filing metadata and source links for verification.
5 source fields
Reporting owner
1 detail
Key filing fact
David J. Bernhardt filed Form 4 for SentinelOne, Inc. (S) on 09 Feb 2024.
Change
- Previous filing in this sequence was filed on 08 Feb 2024.
- Current net transaction value: -$749,857.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
S
transaction
Class A Common Stock
Conversion of derivative security
- Transaction value
- $271,800
- Shares
- +90,000
- Change %
- +26%
- Price
- $3.02
- Shares after
- 437,153
- Date
- 09 Feb 2024
- Ownership
- Direct
- Footnotes
- F1, F2
S
transaction
Class A Common Stock
Sale
- Transaction value
- $1,021,657
- Shares
- -34,021
- Change %
- -7.8%
- Price
- $30.03
- Shares after
- 403,132
- Date
- 09 Feb 2024
- Ownership
- Direct
- Footnotes
- F2, F3, F4
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
S
transaction
Derivative
Stock Option (right to buy)
Options Exercise
- Transaction value
- $0
- Shares
- -90,000
- Change %
- -4.6%
- Price
- $0.000000
- Shares after
- 1,851,098
- Date
- 09 Feb 2024
- Ownership
- Direct
- Underlying class
- Class B Common Stock
- Underlying amount
- 90,000
- Exercise price
- $3.02
- Footnotes
- F5
S
transaction
Derivative
Class B Common Stock
Options Exercise
- Transaction value
- $0
- Shares
- +90,000
- Change %
- Price
- $0.000000
- Shares after
- 90,000
- Date
- 09 Feb 2024
- Ownership
- Direct
- Underlying class
- Class A Common Stock
- Underlying amount
- 90,000
- Exercise price
- Footnotes
- F6, F7
S
transaction
Derivative
Class B Common Stock
Conversion of derivative security
- Transaction value
- $0
- Shares
- -90,000
- Change %
- -100%
- Price
- $0.000000*
- Shares after
- 0
- Date
- 09 Feb 2024
- Ownership
- Direct
- Underlying class
- Class A Common Stock
- Underlying amount
- 90,000
- Exercise price
- Footnotes
- F6, F7
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Rule 10b5-1 trading plan
These transactions were reported as open-market trades under a Rule 10b5-1 plan. The plan lets an insider set trading instructions in advance, which can reduce the risk of trading while in possession of material nonpublic information.
Original filing language: transaction made pursuant to a contract, instruction, or written plan intended to satisfy Rule 10b5-1(c).
Explanation of responses 7 footnotes
Footnote F1
Represents the number of shares that were acquired upon conversion of Class B common stock to Class A common stock.
Footnote F2
Certain of the shares are subject to forfeiture to the Issuer if underlying vesting conditions are not met.
Footnote F3
The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 7, 2023.
Footnote F4
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $29.80 to $30.185, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein.
Footnote F5
25% of the award vested on September 8, 2021, and the remaining 75% of the award vests in 36 equal monthly installments thereafter, subject to the reporting person's continued service to the Issuer on each vesting date.
Footnote F6
6. Each share of Class B common stock is convertible into one share of Class A common stock at any time and will convert automatically upon certain transfers and upon the earlier of (i) the date specified by a vote of the holders of 66 2/3% of the then outstanding shares of Class B common stock, (ii) seven years from the effective date of the Issuer's initial public offering ("IPO"), (iii) the first date following the IPO on which the number of shares of outstanding Class B common stock (including shares of Class B common stock subject to outstanding stock options) held by Tomer Weingarten (the "Founder"), including, without limitation, any indirect holdings, is less than 25% of the number of shares of Class B common stock (including shares of Class B common stock subject to outstanding stock options) held as of the date of the IPO,
Footnote F7
(continued from footnote 6) (iv) the date fixed by the Issuer's board of directors (the "Board"), following the date on which the Founder is no longer providing services to the Issuer as an officer, employee, consultant or member of the Board, (v) the date fixed by the Board following the date, if applicable, on which the Founder is terminated for cause, as defined in the Issuer's restated certificate of incorporation, and (vi) the date that is 12 months after the Founder's death or disability, as those terms are defined in the Issuer's restated certificate of incorporation.