Key facts
- This page summarizes David R. Warren's Form 4 filing for SMITH A O CORP (AOS).
- 3 reported transactions and 1 derivative row are listed below.
- Accepted by SEC: 09 Feb 2024, 17:32.
David R. Warren - 08 Feb 2024 Form 4 Insider Report for SMITH A O CORP (AOS)
- Reporting relationship
- Senior VP & President and GM
- Issuer ticker
- AOS
- Reported as of
- 08 Feb 2024
- Net transaction value
- -$121,296
- SEC form
- 4
- Accepted by SEC
- 09 Feb 2024, 17:32:26 UTC
- Prior SEC filing
- 15 Feb 2023
- Next SEC filing
- 14 Feb 2024
- Source filing
- View source filing
- Reporting owner signature
- James F. Stern, Attorney-in-Fact for David R. Warren
Source evidence
Original filing metadata and source links for verification.
5 source fields
Reporting owner
1 detail
Key filing fact
David R. Warren filed Form 4 for SMITH A O CORP (AOS) on 09 Feb 2024.
Change
- Previous filing in this sequence was filed on 15 Feb 2023.
- Current net transaction value: -$121,296.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
AOS
transaction
Common Stock
Options Exercise
- Transaction value
- $0
- Shares
- +3,635
- Change %
- +33%
- Price
- $0.000000
- Shares after
- 14,739
- Date
- 08 Feb 2024
- Ownership
- Direct
- Footnotes
- F1
AOS
transaction
Common Stock
Tax liability
- Transaction value
- $121,296
- Shares
- -1,511
- Change %
- -10%
- Price
- $80.28
- Shares after
- 13,228
- Date
- 08 Feb 2024
- Ownership
- Direct
- Footnotes
- F2
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
AOS
transaction
Derivative
Restricted Stock Units
Options Exercise
- Transaction value
- $0
- Shares
- -3,635
- Change %
- -100%
- Price
- $0.000000*
- Shares after
- 0
- Date
- 08 Feb 2024
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 3,635
- Exercise price
- Footnotes
- F3, F4
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 4 footnotes
Footnote F1
Each restricted stock unit represents the right to receive, at settlement, one share of Common Stock. This transaction represents the settlement of restricted stock units in shares of Common Stock on their scheduled vesting date.
Footnote F2
Shares withheld by A. O. Smith Corporation to satisfy tax withholding requirements on vesting of restricted stock units.
Footnote F3
The restricted stock units were granted on 02/08/2021 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units become payable in Common Stock on the vesting date of 02/08/2024.
Footnote F4
David Warren beneficially owns 8,635 restricted stock units that have not yet vested.