Key facts
- This page summarizes Oxus Capital PTE. LTD.'s Form 4 filing for Oxus Acquisition Corp. (BRLS).
- 6 reported transactions and 2 derivative rows are listed below.
- Accepted by SEC: 09 Feb 2024, 17:19.
Oxus Capital PTE. LTD. - 07 Feb 2024 Form 4 Insider Report for Oxus Acquisition Corp. (BRLS)
- Reporting relationship
- 10%+ Owner
- Issuer ticker
- BRLS
- Reported as of
- 07 Feb 2024
- Net transaction value
- $0
- SEC form
- 4
- Accepted by SEC
- 09 Feb 2024, 17:19:29 UTC
- Prior SEC filing
- 02 Sep 2021
- Next SEC filing
- 29 May 2026
- Source filing
- View source filing
- Reporting owner signature
- /s/ Yuta N. Delarck, Attorney-in-Fact
Source evidence
Original filing metadata and source links for verification.
5 source fields
Reporting owner
1 detail
Key filing fact
Oxus Capital PTE. LTD. filed Form 4 for Oxus Acquisition Corp. (BRLS) on 09 Feb 2024.
Change
- Previous filing in this sequence was filed on 02 Sep 2021.
- Current net transaction value: $0.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
This filing has been restated.
Open the amended filing.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
BRLS
transaction
Class A Common Shares
Conversion of derivative security
- Transaction value
- $0
- Shares
- +1,912,500
- Change %
- +128%
- Price
- $0.000000
- Shares after
- 3,412,500
- Date
- 07 Feb 2024
- Ownership
- Direct
- Footnotes
- F2
BRLS
transaction
Class A Common Shares
Conversion of derivative security
- Transaction value
- $0
- Shares
- +2,189,977
- Change %
- +64%
- Price
- $0.000000
- Shares after
- 5,602,477
- Date
- 07 Feb 2024
- Ownership
- Direct
- Footnotes
- F3
BRLS
transaction
Class A Common Shares
Other
- Transaction value
- Shares
- -200,000
- Change %
- -3.6%
- Price
- Shares after
- 5,402,477
- Date
- 07 Feb 2024
- Ownership
- Direct
- Footnotes
- F4
BRLS
transaction
Class A Common Shares
Other
- Transaction value
- Shares
- -50,000
- Change %
- -0.93%
- Price
- Shares after
- 5,352,477
- Date
- 07 Feb 2024
- Ownership
- Direct
- Footnotes
- F5
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
BRLS
transaction
Derivative
Class B ordinary shares
Disposed to Issuer
- Transaction value
- $0
- Shares
- -750,000
- Change %
- -28%
- Price
- $0.000000
- Shares after
- 1,912,500
- Date
- 07 Feb 2024
- Ownership
- Direct
- Underlying class
- Class A Common Shares
- Underlying amount
- 750,000
- Exercise price
- Footnotes
- F1
BRLS
transaction
Derivative
Class B ordinary shares
Conversion of derivative security
- Transaction value
- $0
- Shares
- -1,912,500
- Change %
- -100%
- Price
- $0.000000*
- Shares after
- 0
- Date
- 07 Feb 2024
- Ownership
- Direct
- Underlying class
- Class A Common Shares
- Underlying amount
- 1,912,500
- Exercise price
- Footnotes
- F2
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Section 16 status
Oxus Capital PTE. LTD. is no longer subject to Section 16 filing requirements. Form 4 or Form 5 obligations may still apply in specific circumstances.
Explanation of responses 5 footnotes
Footnote F1
In connection with the business combination (the "Business Combination") by and among Oxus Acquisition Corp. ("Oxus"), Borealis Foods Inc. ("Borealis") and 1000397116 Ontario Inc. on February 7, 2024 (the "Closing"), immediately prior to the Closing, the Reporting Person forfeited 750,000 Class B ordinary shares of Oxus for no consideration pursuant the Sponsor Support Agreement, dated February 23, 2023, by and among the Reporting Person, Oxus and Borealis.
Footnote F2
Upon the Closing, all Class B ordinary shares of Oxus were automatically converted into Class A common shares of the Issuer on a one-for-one basis.
Footnote F3
At the Closing, the convertible notes issued by Borealis to the Reporting Person pursuant to the Note Purchase Agreement between Borealis and the Reporting Person dated as of October 21, 2022 and the Note Purchase Agreement between Borealis and the Reporting Person dated as of November 14, 2022, automatically converted into 2,189,977 Class A common shares of the Issuer.
Footnote F4
Represents securities transferred from the Reporting Person to Kanat Mynzhanov upon consummation of the Business Combination, pursuant to an incentive agreement, dated as of September 22, 2023, by and between Kanat Mynzhanov and the Reporting Person. Kanat Mynzhanov owns a membership interest in the Reporting Person, which directly owns shares of the Issuer's Class A Common Shares.
Footnote F5
Represents securities transferred from the Reporting Person to Askar Mametov upon consummation of the Business Combination, pursuant to an incentive agreement, dated as of September 22, 2023, by and between Askar Mametov and the Reporting Person.
SEC remarks
See Exhibit 24.1 - Power of Attorney