Wayne Withrow - 07 Feb 2024 Form 4 Insider Report for SEI INVESTMENTS CO (SEIC)

Reporting relationship: EXECUTIVE VICE PRESIDENT
Issuer ticker: SEIC
Reported as of: 07 Feb 2024
Net transaction value: -$242,642
SEC form: 4
Accepted by SEC: 09 Feb 2024, 10:30:31 UTC
Prior SEC filing: 07 Feb 2024
Source filing: View source filing
Reporting owner signature: /s/ Wayne Withrow, by Diane Gallagher, attorney in fact

Key filing fact

Wayne Withrow filed Form 4 for SEI INVESTMENTS CO (SEIC) on 09 Feb 2024.

Key facts

This page summarizes Wayne Withrow's Form 4 filing for SEI INVESTMENTS CO (SEIC).
6 reported transactions and 2 derivative rows are listed below.
Accepted by SEC: 09 Feb 2024, 10:30.

Change

Previous filing in this sequence was filed on 07 Feb 2024.
Current net transaction value: -$242,642.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

SEIC transaction

Common Stock

Options Exercise

Transaction value: $80,061
Shares: +1,970
Change %: +3.6%
Price: $40.64
Shares after: 57,369
Date: 07 Feb 2024
Ownership: Direct

SEIC transaction

Common Stock

Sale

Transaction value: $129,803
Shares: -1,970
Change %: -3.4%
Price: $65.89
Shares after: 55,399
Date: 07 Feb 2024
Ownership: Direct
Footnotes: F1

SEIC transaction

Common Stock

Options Exercise

Transaction value: $800,100
Shares: +15,000
Change %: +27%
Price: $53.34
Shares after: 70,399
Date: 07 Feb 2024
Ownership: Direct

SEIC transaction

Common Stock

Sale

Transaction value: $993,000
Shares: -15,000
Change %: -21%
Price: $66.20
Shares after: 55,399
Date: 07 Feb 2024
Ownership: Direct
Footnotes: F2

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

SEIC transaction Derivative

STOCK OPTION (RIGHT TO PURCHASE)

Options Exercise

Transaction value
Shares: -1,970
Change %: -21%
Price
Shares after: 7,500
Date: 07 Feb 2024
Ownership: Direct
Underlying class: COMMON STOCK
Underlying amount: 1,970
Exercise price: $40.64
Footnotes: F3

SEIC transaction Derivative

STOCK OPTION (RIGHT TO PURCHASE)

Options Exercise

Transaction value
Shares: -15,000
Change %: -50%
Price
Shares after: 15,000
Date: 07 Feb 2024
Ownership: Direct
Underlying class: STOCK OPTION (RIGHT TO PURCHASE)
Underlying amount: 15,000
Exercise price: $53.34
Footnotes: F3, F4

^* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 4 footnotes

Footnote F1

Represents the weighted average of a range of sale prices from $65.85 to $65.99. The reporting person undertakes to provide to the Staff of the Securities and Exchange Commission, the Company, or any stockholder of the Company, upon request, full information regarding the number of shares sold at each separate price.

Footnote F2

Represents the weighted average of a range of sale prices from $66.20 to $66.23. The reporting person undertakes to provide to the Staff of the Securities and Exchange Commission, the Company, or any stockholder of the Company, upon request, full information regarding the number of shares sold at each separate price.

Footnote F3

Received as employment compensation

Footnote F4

In the Form 4/A filed by the reporting person on December 9, 2015 to report the grant of these options, Column 9 in Table II incorrectly indicated that following the grant of these options on December 8, 2015, the reporting person owned 10,000 such options, when it should have reflected he owned 30,000 such options.