Corebridge DECO II, LLC - 06 Feb 2024 Form 4 Insider Report for Fractyl Health, Inc. (GUTS)

Source evidence Original filing metadata and source links for verification. 4 source fields
SEC form
4
Accepted by SEC
08 Feb 2024, 16:51:35 UTC
Prior SEC filing
01 Feb 2024
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
/s/ Atif Mahmood, Chief Financial Officer, SAFG Capital LLC as Managing Member of Corebridge Investments Fund Holdings, LLC as Manager of Corebridge DECO II, LLC

Key filing fact

Corebridge DECO II, LLC filed Form 4 for Fractyl Health, Inc. (GUTS) on 08 Feb 2024.

Key facts

  • This page summarizes Corebridge DECO II, LLC's Form 4 filing for Fractyl Health, Inc. (GUTS).
  • 3 reported transactions and 2 derivative rows are listed below.
  • Accepted by SEC: 08 Feb 2024, 16:51.

Change

  • Previous filing in this sequence was filed on 01 Feb 2024.
  • Current net transaction value: $0.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

GUTS transaction

Common Stock

Conversion of derivative security

Transaction value
Shares
+673,391
Change %
Price
Shares after
673,391
Date
06 Feb 2024
Ownership
Direct
Footnotes
F1, F2

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

GUTS transaction Derivative

Series E Preferred Shares

Conversion of derivative security

Transaction value
$0
Shares
-1,172,236
Change %
-100%
Price
$0.000000*
Shares after
0
Date
06 Feb 2024
Ownership
Direct
Underlying class
Common Stock
Underlying amount
546,242
Exercise price
Footnotes
F1, F2
GUTS transaction Derivative

Series F Preferred Shares

Conversion of derivative security

Transaction value
$0
Shares
-272,863
Change %
-100%
Price
$0.000000*
Shares after
0
Date
06 Feb 2024
Ownership
Direct
Underlying class
Common Stock
Underlying amount
127,149
Exercise price
Footnotes
F1, F2
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Section 16 status

Corebridge DECO II, LLC is no longer subject to Section 16 filing requirements. Form 4 or Form 5 obligations may still apply in specific circumstances.

Explanation of responses 2 footnotes

Footnote F1

The Series E Convertible Preferred Stock and Series F Convertible Preferred Stock (together, the "Preferred Shares") automatically converted into shares of the Issuer's common stock, for no additional consideration, immediately prior to the closing of the Issuer's initial public offering of common stock, at a conversion ratio of 1 share of Common Stock for 2.146 Preferred Shares. The Preferred Shares had no expiration date.

Footnote F2

Corebridge DECO II, LLC is an indirect subsidiary of American International Group, Inc.

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