Theresa L. Mock - 31 Dec 2023 Form 5 Insider Report for iSpecimen Inc. (ISPC)

Reporting relationship: Director
Issuer ticker: ISPC
Reported as of: 31 Dec 2023
Net transaction value: $0
SEC form: 5
Accepted by SEC: 08 Feb 2024, 16:10:16 UTC
Prior SEC filing: 30 Jun 2021
Next SEC filing: 20 May 2024
Source filing: View source filing
Reporting owner signature: /s/ Theresa Mock

Key filing fact

Theresa L. Mock filed Form 5 for iSpecimen Inc. (ISPC) on 08 Feb 2024.

Key facts

This page summarizes Theresa L. Mock's Form 5 filing for iSpecimen Inc. (ISPC).
0 reported transactions and 1 derivative row are listed below.
Accepted by SEC: 08 Feb 2024, 16:10.

Change

Previous filing in this sequence was filed on 30 Jun 2021.
Current net transaction value: $0.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Official SEC source

Ownership activity is grounded in SEC Form 5 disclosures.

View source filing

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

ISPC holding Derivative

Non-Qualified Stock Options

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 6,672
Date: 31 Dec 2023
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 6,672
Exercise price: $1.37
Footnotes: F1

^* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 1 footnote

Footnote F1

Each non-qualified stock option ("NSO") represents a contingent right to exercise for one share of common stock upon vesting subject to the terms and conditions set forth in the award of such NSOs by iSpecimen Inc. (the "Company") to the Reporting Person pursuant to a Nonqualified Stock Option Award Agreement (the "NSO Agreement") under the iSpecimen Inc. Amended and Restated 2021 Stock Incentive Plan, as amended. The stock options vested respect to 1,672 shares on June 30, 2023, an additional 2,500 shares on September 30, 2023 and the remaining 2,500 shares on December 31, 2023.