Po Yu (jeff) Chen - 06 Feb 2024 Form 4 Insider Report for Alto Neuroscience, Inc. (ANRO)

Reporting relationship: Director
Issuer ticker: ANRO
Reported as of: 06 Feb 2024
Net transaction value: $0
SEC form: 4
Accepted by SEC: 07 Feb 2024, 16:35:35 UTC
Prior SEC filing: 05 Feb 2024
Source filing: View source filing
Reporting owner signature: /s/ Erin R. McQuade, Attorney-in-Fact

Key filing fact

Po Yu (jeff) Chen filed Form 4 for Alto Neuroscience, Inc. (ANRO) on 07 Feb 2024.

Key facts

This page summarizes Po Yu (jeff) Chen's Form 4 filing for Alto Neuroscience, Inc. (ANRO).
4 reported transactions and 2 derivative rows are listed below.
Accepted by SEC: 07 Feb 2024, 16:35.

Change

Previous filing in this sequence was filed on 05 Feb 2024.
Current net transaction value: $0.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

ANRO transaction

Common Stock

Conversion of derivative security

Transaction value
Shares: +39,259
Change %
Price
Shares after: 39,259
Date: 06 Feb 2024
Ownership: Direct
Footnotes: F1

ANRO transaction

Common Stock

Conversion of derivative security

Transaction value
Shares: +8,450
Change %: +22%
Price
Shares after: 47,709
Date: 06 Feb 2024
Ownership: Direct
Footnotes: F2

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

ANRO transaction Derivative

Series B Preferred Stock

Conversion of derivative security

Transaction value: $0
Shares: -83,333
Change %: -100%
Price: $0.000000^*
Shares after: 0
Date: 06 Feb 2024
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 39,259
Exercise price
Footnotes: F1

ANRO transaction Derivative

Series C Preferred Stock

Conversion of derivative security

Transaction value: $0
Shares: -18,794
Change %: -100%
Price: $0.000000^*
Shares after: 0
Date: 06 Feb 2024
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 8,450
Exercise price
Footnotes: F2

^* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 2 footnotes

Footnote F1

Each share of Series B Preferred Stock was convertible at any time, at the holder's election, and automatically converted into shares of Common Stock immediately prior to the closing of the Issuer's initial public offering on a 2.1226069 for 1 basis and had no expiration date.

Footnote F2

Each share of Series C Preferred Stock was convertible at any time, at the holder's election, and automatically converted into shares of Common Stock immediately prior to the closing of the Issuer's initial public offering on a 2.2241 for 1 basis and had no expiration date.