Robert McNamara - 02 Jun 2023 Form 4 Insider Report for Alpha Teknova, Inc. (TKNO)

Source evidence Original filing metadata and source links for verification. 5 source fields
SEC form
4
Accepted by SEC
06 Feb 2024, 16:38:23 UTC
Prior SEC filing
04 Apr 2023
Next SEC filing
08 Jun 2023
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
By: Damon A. Terrill For: Robert Edward McNamara

Key filing fact

Robert McNamara filed Form 4 for Alpha Teknova, Inc. (TKNO) on 06 Feb 2024.

Key facts

  • This page summarizes Robert McNamara's Form 4 filing for Alpha Teknova, Inc. (TKNO).
  • 4 reported transactions and 2 derivative rows are listed below.
  • Accepted by SEC: 06 Feb 2024, 16:38.

Change

  • Previous filing in this sequence was filed on 04 Apr 2023.
  • Current net transaction value: $0.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

TKNO transaction

Common Stock

Award

Transaction value
$0
Shares
+18,815
Change %
+201%
Price
$0.000000
Shares after
28,172
Date
02 Jun 2023
Ownership
Direct
Footnotes
F1
TKNO transaction

Common Stock

Disposed to Issuer

Transaction value
$0
Shares
-18,815
Change %
-67%
Price
$0.000000
Shares after
9,357
Date
31 Aug 2023
Ownership
Direct
Footnotes
F2

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

TKNO transaction Derivative

Non-Qualified Stock Option (right to buy)

Disposed to Issuer

Transaction value
$0
Shares
-12,292
Change %
-28%
Price
$0.000000
Shares after
31,959
Date
31 Aug 2023
Ownership
Direct
Underlying class
Common Stock
Underlying amount
12,292
Exercise price
$16.00
Footnotes
F3, F4
TKNO transaction Derivative

Non-Qualified Stock Option (right to buy)

Disposed to Issuer

Transaction value
$0
Shares
-31,959
Change %
-100%
Price
$0.000000*
Shares after
0
Date
30 Nov 2023
Ownership
Direct
Underlying class
Common Stock
Underlying amount
31,959
Exercise price
$16.00
Footnotes
F4, F5
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 5 footnotes

Footnote F1

Represents restricted stock units granted on June 2, 2023. Shares subject to the award vest on the first anniversary of the grant date.

Footnote F2

Reflects the forfeiture of 18,815 restricted stock units in connection with the Reporting Person's resignation from the Board of Directors of Alpha Teknova, Inc., effective August 31, 2023.

Footnote F3

Forfeiture of unvested stock options upon the effective date of the Reporting Person's resignation from the Board of Directors.

Footnote F4

On June 24, 2021, the Reporting Person was granted 44,251 stock options. 1/3rd of the original number of shares subject to the option shall vest on the first anniversary of the grant date and the remaining shares subject to the option shall vest in equal monthly installments thereafter over 24 months.

Footnote F5

Forfeiture of vested stock options after the expiration of the three-month exercise period following the effective date of the Reporting Person's resignation from the Board of Directors.

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