Key facts
- This page summarizes James E. Heppelmann's Form 4 filing for PTC INC. (PTC).
- 3 reported transactions and 0 derivative rows are listed below.
- Accepted by SEC: 06 Feb 2024, 16:03.
James E. Heppelmann - 05 Feb 2024 Form 4 Insider Report for PTC INC. (PTC)
- Reporting relationship
- CEO, Director
- Issuer ticker
- PTC
- Reported as of
- 05 Feb 2024
- Net transaction value
- -$6,203,355
- SEC form
- 4
- Accepted by SEC
- 06 Feb 2024, 16:03:00 UTC
- Prior SEC filing
- 28 Nov 2023
- Source filing
- View source filing
- Reporting owner signature
- /s/Catherine Gorecki by power of attorney filed 11/2/2007
Source evidence
Original filing metadata and source links for verification.
4 source fields
Reporting owner
1 detail
Key filing fact
James E. Heppelmann filed Form 4 for PTC INC. (PTC) on 06 Feb 2024.
Change
- Previous filing in this sequence was filed on 28 Nov 2023.
- Current net transaction value: -$6,203,355.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
PTC
transaction
Common Stock
Sale
- Transaction value
- $2,320,945
- Shares
- -13,129
- Change %
- -1.3%
- Price
- $176.78
- Shares after
- 990,228
- Date
- 05 Feb 2024
- Ownership
- Direct
- Footnotes
- F1, F2
PTC
transaction
Common Stock
Sale
- Transaction value
- $3,775,745
- Shares
- -21,273
- Change %
- -2.1%
- Price
- $177.49
- Shares after
- 968,955
- Date
- 05 Feb 2024
- Ownership
- Direct
- Footnotes
- F1, F3
PTC
transaction
Common Stock
Sale
- Transaction value
- $106,665
- Shares
- -598
- Change %
- -0.06%
- Price
- $178.37
- Shares after
- 968,357
- Date
- 05 Feb 2024
- Ownership
- Direct
- Footnotes
- F1, F4
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Rule 10b5-1 trading plan
These transactions were reported as open-market trades under a Rule 10b5-1 plan. The plan lets an insider set trading instructions in advance, which can reduce the risk of trading while in possession of material nonpublic information.
Original filing language: transaction made pursuant to a contract, instruction, or written plan intended to satisfy Rule 10b5-1(c).
Explanation of responses 4 footnotes
Footnote F1
Shares sold pursuant to a pre-established 10b5-1(c) trading plan adopted on August 7, 2023.
Footnote F2
This transaction was executed in multiple trades at prices ranging from $176.14 to $177.135. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Footnote F3
This transaction was executed in multiple trades at prices ranging from $177.14 to $178.1. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Footnote F4
This transaction was executed in multiple trades at prices ranging from $178.145 to $178.59. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.