Key facts
- This page summarizes David Sgro's Form 3 filing for Legato Merger Corp. III (LEGT).
- 0 reported transactions and 1 derivative row are listed below.
- Accepted by SEC: 05 Feb 2024, 17:08.
David Sgro - 05 Feb 2024 Form 3 Insider Report for Legato Merger Corp. III (LEGT)
- Reporting relationship
- Director, Non-Executive Vice-Chairman
- Issuer ticker
- LEGT
- Reported as of
- 05 Feb 2024
- Net transaction value
- $0
- SEC form
- 3
- Accepted by SEC
- 05 Feb 2024, 17:08:05 UTC
- Prior SEC filing
- 14 Dec 2023
- Next SEC filing
- 20 Feb 2024
- Source filing
- View source filing
- Reporting owner signature
- /s/ David D. Sgro
Source evidence
Original filing metadata and source links for verification.
5 source fields
Reporting owner
1 detail
Key filing fact
David Sgro filed Form 3 for Legato Merger Corp. III (LEGT) on 05 Feb 2024.
Change
- Previous filing in this sequence was filed on 14 Dec 2023.
- Current net transaction value: $0.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Official SEC source
View source filing
Ownership activity is grounded in SEC Form 3 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
LEGT
holding
Ordinary shares
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 25,000
- Date
- 05 Feb 2024
- Ownership
- Direct
- Footnotes
- F1, F2
LEGT
holding
Ordinary shares
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 374,413
- Date
- 05 Feb 2024
- Ownership
- By Eric S Rosenfeld 2017 Trust No. 1, Eric S Rosenfeld 2017 Trust No. 2
- Footnotes
- F3, F4
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
LEGT
holding
Derivative
Warrant
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- Date
- 05 Feb 2024
- Ownership
- Direct
- Underlying class
- Common stock
- Underlying amount
- 1,250
- Exercise price
- $11.50
- Footnotes
- F1, F5, F6
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 6 footnotes
Footnote F1
Includes securities within up to 2,500 Units the Reporting Person has irrevocably committed to purchase upon consummation of the Issuer's initial public offering. Each Unit consists of one ordinary share and one half of one warrant.
Footnote F2
Includes up to 1,582 shares that may be forfeited, and up to 176 shares within Units for which the Reporting Person may not subscribe, to the extent that the underwriters in the Issuer's initial public offering does not fully exercise its overallotment option.
Footnote F3
Includes up to 67,721 shares that may be forfeited to the extent that the underwriter in the Issuer's initial public offering does not fully exercise its overallotment option.
Footnote F4
The Reporting Person is the trustee of these trusts and has sole voting and dispositive power over the securities held thereby. The Reporting Person disclaims beneficial ownership of such securities except to the extent of his ultimate pecuniary interest therein.
Footnote F5
Each warrant will become exercisable 30 days after the completion by the Issuer of an initial business combination.
Footnote F6
Each warrant will expire five years after the completion by the Issuer of an initial business combination, or earlier upon redemption; provided that the warrants will expire earlier if the Issuer has not completed an initial business combination within the required time period and liquidates the trust account in connection therewith.