Key facts
- This page summarizes Eric J. Aumen's Form 4 filing for Utz Brands, Inc. (UTZ).
- 7 reported transactions and 0 derivative rows are listed below.
- Accepted by SEC: 02 Feb 2024, 21:17.
Eric J. Aumen - 31 Dec 2022 Form 4 Insider Report for Utz Brands, Inc. (UTZ)
- Reporting relationship
- SVP & Chief Accounting Officer
- Issuer ticker
- UTZ
- Reported as of
- 31 Dec 2022
- Net transaction value
- -$14,551
- SEC form
- 4
- Accepted by SEC
- 02 Feb 2024, 21:17:39 UTC
- Prior SEC filing
- 06 Jul 2022
- Next SEC filing
- 02 Feb 2023
- Source filing
- View source filing
- Reporting owner signature
- /s/ Theresa R. Shea, as attorney-in-fact for Eric J. Aumen
Source evidence
Original filing metadata and source links for verification.
5 source fields
Reporting owner
1 detail
Key filing fact
Eric J. Aumen filed Form 4 for Utz Brands, Inc. (UTZ) on 02 Feb 2024.
Change
- Previous filing in this sequence was filed on 06 Jul 2022.
- Current net transaction value: -$14,551.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
UTZ
transaction
Class A Common Stock
Tax liability
- Transaction value
- $7,993
- Shares
- -504
- Change %
- -2.1%
- Price
- $15.86
- Shares after
- 23,824
- Date
- 31 Dec 2022
- Ownership
- Direct
- Footnotes
- F1
UTZ
transaction
Class A Common Stock
Tax liability
- Transaction value
- $4,631
- Shares
- -292
- Change %
- -1.2%
- Price
- $15.86
- Shares after
- 23,532
- Date
- 31 Jan 2023
- Ownership
- Direct
- Footnotes
- F2
UTZ
transaction
Class A Common Stock
Award
- Transaction value
- $6,521
- Shares
- +424
- Change %
- +1.8%
- Price
- $15.38
- Shares after
- 23,956
- Date
- 30 Jun 2023
- Ownership
- Direct
- Footnotes
- F3
UTZ
transaction
Class A Common Stock
Award
- Transaction value
- $6,558
- Shares
- +425
- Change %
- +1.8%
- Price
- $15.43
- Shares after
- 24,381
- Date
- 29 Dec 2023
- Ownership
- Direct
- Footnotes
- F4
UTZ
transaction
Class A Common Stock
Tax liability
- Transaction value
- $8,201
- Shares
- -505
- Change %
- -2.1%
- Price
- $16.24
- Shares after
- 23,876
- Date
- 31 Dec 2023
- Ownership
- Direct
- Footnotes
- F1
UTZ
transaction
Class A Common Stock
Award
- Transaction value
- $0
- Shares
- +1,238
- Change %
- +5.2%
- Price
- $0.000000
- Shares after
- 25,114
- Date
- 31 Jan 2024
- Ownership
- Direct
- Footnotes
- F5
UTZ
transaction
Class A Common Stock
Tax liability
- Transaction value
- $6,805
- Shares
- -419
- Change %
- -1.7%
- Price
- $16.24
- Shares after
- 24,695
- Date
- 31 Jan 2024
- Ownership
- Direct
- Footnotes
- F6
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Section 16 status
Eric J. Aumen is no longer subject to Section 16 filing requirements. Form 4 or Form 5 obligations may still apply in specific circumstances.
Explanation of responses 6 footnotes
Footnote F1
Represents shares withheld for payment of tax liability arising as a result of the settlement of a restricted stock unit award originally reported by the reporting person in a Form 4 filed with the Commission on November 3, 2020.
Footnote F2
Represents shares withheld for payment of tax liability arising as a result of the vesting of a performance stock unit award reported by the reporting person in a Form 4 filed with the Commission on February 2, 2023.
Footnote F3
The shares of Issuer's Class A Common Stock were acquired on June 30, 2023 pursuant to the Utz Brands, Inc. 2021 Employee Stock Purchase Plan (the "ESPP"). The acquisition of these shares of Class A Common Stock was exempt under Rule 16b-3(c) and Rule 16b-3(d).
Footnote F4
The shares of Issuer's Class A Common Stock were acquired on December 29, 2023 pursuant to the ESPP. The acquisition of these shares of Class A Common Stock was exempt under Rule 16b-3(c) and Rule 16b-3(d).
Footnote F5
Represents shares issued upon vesting of performance share unit awards, as approved on January 31, 2024 by the Compensation Committee of the Board of Directors of the Issuer. The acquisition of these shares of Class A Common Stock was exempt under Rule 16b-3.
Footnote F6
Represents shares withheld for payment of tax liability arising as a result of the vesting of a performance stock unit award reported by the reporting person in this Form 4.
SEC remarks
See Power of Attorney attached hereto as Exhibit 24.1.