Key facts
- This page summarizes David William Clayton's Form 4 filing for BlackRock Capital Allocation Term Trust (BCAT).
- 4 reported transactions and 2 derivative rows are listed below.
- Accepted by SEC: 02 Feb 2024, 20:42.
David William Clayton - 31 Jan 2024 Form 4 Insider Report for BlackRock Capital Allocation Term Trust (BCAT)
- Reporting relationship
- Portfolio Manager
- Issuer ticker
- BCAT
- Reported as of
- 31 Jan 2024
- Net transaction value
- +$4,647
- SEC form
- 4
- Accepted by SEC
- 02 Feb 2024, 20:42:41 UTC
- Prior SEC filing
- 01 Jul 2022
- Source filing
- View source filing
- Reporting owner signature
- /s/ Gladys Chang as Attorney-in-Fact
Source evidence
Original filing metadata and source links for verification.
4 source fields
Reporting owner
1 detail
Key filing fact
David William Clayton filed Form 4 for BlackRock Capital Allocation Term Trust (BCAT) on 02 Feb 2024.
Change
- Previous filing in this sequence was filed on 01 Jul 2022.
- Current net transaction value: +$4,647.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
BCAT
transaction
Common Stock
Options Exercise
- Transaction value
- Shares
- +7,473
- Change %
- Price
- Shares after
- 7,473
- Date
- 31 Jan 2024
- Ownership
- Direct
- Footnotes
- F1, F2
BCAT
transaction
Common Stock
Disposed to Issuer
- Transaction value
- $114,415
- Shares
- -7,473
- Change %
- -100%
- Price
- $15.31
- Shares after
- 0
- Date
- 31 Jan 2024
- Ownership
- Direct
- Footnotes
- F1, F2
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
BCAT
transaction
Derivative
Phantom Shares
Award
- Transaction value
- $119,063
- Shares
- +7,777
- Change %
- Price
- $15.31
- Shares after
- 7,777
- Date
- 31 Jan 2024
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 7,777
- Exercise price
- Footnotes
- F1, F3
BCAT
transaction
Derivative
Phantom Shares
Options Exercise
- Transaction value
- Shares
- -7,473
- Change %
- -100%
- Price
- Shares after
- 0
- Date
- 31 Jan 2024
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 7,473
- Exercise price
- Footnotes
- F1, F2
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 3 footnotes
Footnote F1
A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash.
Footnote F2
As previously reported on a Form 4 dated February 2, 2021, the Reporting Person was granted phantom shares on January 29, 2021 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date.
Footnote F3
These phantom shares vest in equal installments on each of the first three anniversaries of the award.