Key facts
- This page summarizes Dr. Avi S. Katz's Form 4 filing for UpHealth, Inc..
- 1 reported transaction and 0 derivative rows are listed below.
- Accepted by SEC: 02 Feb 2024, 18:21.
Dr. Avi S. Katz - 31 Jan 2024 Form 4 Insider Report for UpHealth, Inc.
- Reporting relationship
- Director
- Issuer ticker
- N/A
- Reported as of
- 31 Jan 2024
- Net transaction value
- $0
- SEC form
- 4
- Accepted by SEC
- 02 Feb 2024, 18:21:11 UTC
- Prior SEC filing
- 18 Dec 2023
- Next SEC filing
- 13 Mar 2024
- Source filing
- View source filing
- Reporting owner signature
- /s/ Dr. Avi S. Katz
Source evidence
Original filing metadata and source links for verification.
5 source fields
Reporting owner
1 detail
Key filing fact
Dr. Avi S. Katz filed Form 4 for UpHealth, Inc. on 02 Feb 2024.
Change
- Previous filing in this sequence was filed on 18 Dec 2023.
- Current net transaction value: $0.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
UPHL
transaction
Common Stock
Award
- Transaction value
- $0
- Shares
- +100,000
- Change %
- +720%
- Price
- $0.000000
- Shares after
- 113,886
- Date
- 31 Jan 2024
- Ownership
- Direct
- Footnotes
- F2
UPHL
holding
Common Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 13,886
- Date
- 31 Jan 2024
- Ownership
- Direct
- Footnotes
- F1
UPHL
holding
Common Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 452,430
- Date
- 31 Jan 2024
- Ownership
- By GigAcquisitions2, LLC
- Footnotes
- F3
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 3 footnotes
Footnote F1
Includes Restricted Stock Units ("Prior RSUs") of UpHealth, Inc. (the "Company"), that are subject to vesting pursuant to previously disclosed vesting schedules.
Footnote F2
Subject to the Reporting Person's continued service to the Company, the Restricted Stock Units ("RSUs") shall vest on January 1, 2025; all RSUs shall immediately vest in the event of a Change of Control (as defined in the UpHealth, Inc. 2021 Equity Incentive Plan) of the Company.
Footnote F3
The Common Stock is held directly by GigAcquisitions2, LLC ("GigAcquisitions2"). The Common Stock held by GigAcquisitions2 is beneficially owned by Dr. Avi S. Katz, Chairman of the Board of Directors of the Company. Dr. Katz is the sole manager but is not a member of GigAcquisitions2 and, as a result, has sole voting and dispositive power over the shares held by GigAcquisitions2.