Richard I. Eisenstadt - 30 Jan 2024 Form 4 Insider Report for Altimmune, Inc. (ALT)

Source evidence Original filing metadata and source links for verification. 4 source fields
SEC form
4
Accepted by SEC
01 Feb 2024, 18:00:16 UTC
Prior SEC filing
29 Jan 2024
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
/s/ Richard I. Eisenstadt

Key filing fact

Richard I. Eisenstadt filed Form 4 for Altimmune, Inc. (ALT) on 01 Feb 2024.

Key facts

  • This page summarizes Richard I. Eisenstadt's Form 4 filing for Altimmune, Inc. (ALT).
  • 4 reported transactions and 1 derivative row are listed below.
  • Accepted by SEC: 01 Feb 2024, 18:00.

Change

  • Previous filing in this sequence was filed on 29 Jan 2024.
  • Current net transaction value: -$8,885.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

ALT transaction

Common Stock, par value $0.0001

Options Exercise

Transaction value
$0
Shares
+9,275
Change %
+28%
Price
$0.000000
Shares after
42,566
Date
30 Jan 2024
Ownership
Direct
Footnotes
F1
ALT transaction

Common Stock, par value $0.0001

Tax liability

Transaction value
$21,315
Shares
-2,175
Change %
-5.1%
Price
$9.80
Shares after
40,391
Date
30 Jan 2024
Ownership
Direct
Footnotes
F2
ALT transaction

Common Stock, par value $0.0001

Award

Transaction value
$12,430
Shares
+4,621
Change %
+11%
Price
$2.69*
Shares after
45,012
Date
31 Jan 2024
Ownership
Direct
Footnotes
F3, F4

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

ALT transaction Derivative

Restricted Stock Units

Options Exercise

Transaction value
$0
Shares
-9,275
Change %
-25%
Price
$0.000000
Shares after
27,825
Date
30 Jan 2024
Ownership
Direct
Underlying class
Common Stock, par value $0.0001
Underlying amount
9,275
Exercise price
Footnotes
F1, F5
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 5 footnotes

Footnote F1

Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of Common Stock, par value $0.0001, when vested.

Footnote F2

Vesting transaction: Shares surrendered to the Issuer solely to cover taxes associated with vesting of RSUs.

Footnote F3

These shares were purchased due to participation by the reporting individual in the Issuer's 2019 Employee Stock Purchase Plan ("ESPP"). It pertains to the ESPP purchase period from August 1, 2023 through January 31, 2024.

Footnote F4

In accordance with the ESPP, these shares were purchased based on 85% of the opening price of the issuer's common stock on August 1, 2023.

Footnote F5

The RSUs become vested in substantially equal annual installments over the 4 years following January 30, 2023, subject to the reporting person's continued service through the applicable vesting date, and have no expiration date.

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