Key facts
- This page summarizes John Alen Berg's Form 4 filing for Guerrilla RF, Inc. (GUER).
- 1 reported transaction and 8 derivative rows are listed below.
- Accepted by SEC: 01 Feb 2024, 15:41.
John Alen Berg - 30 Jan 2024 Form 4 Insider Report for Guerrilla RF, Inc. (GUER)
- Reporting relationship
- Chief Financial Officer
- Issuer ticker
- GUER
- Reported as of
- 30 Jan 2024
- Net transaction value
- $0
- SEC form
- 4
- Accepted by SEC
- 01 Feb 2024, 15:41:47 UTC
- Prior SEC filing
- 04 Jan 2023
- Source filing
- View source filing
- Reporting owner signature
- /s/ John Berg, Attorney-in-Fact
Source evidence
Original filing metadata and source links for verification.
4 source fields
Reporting owner
1 detail
Key filing fact
John Alen Berg filed Form 4 for Guerrilla RF, Inc. (GUER) on 01 Feb 2024.
Change
- Previous filing in this sequence was filed on 04 Jan 2023.
- Current net transaction value: $0.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
GUER
holding
Common Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 33,028
- Date
- 30 Jan 2024
- Ownership
- Direct
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
GUER
transaction
Derivative
Restricted Stock Unit
Award
- Transaction value
- $0
- Shares
- +17,689
- Change %
- Price
- $0.000000
- Shares after
- 17,689
- Date
- 30 Jan 2024
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 17,689
- Exercise price
- Footnotes
- F1, F6, F7
GUER
holding
Derivative
Restricted Stock Unit
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 8,334
- Date
- 30 Jan 2024
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 8,334
- Exercise price
- Footnotes
- F1, F2, F6
GUER
holding
Derivative
Restricted Stock Unit
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 1,445
- Date
- 30 Jan 2024
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 1,445
- Exercise price
- Footnotes
- F1, F4, F6
GUER
holding
Derivative
Stock Option
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 6,155
- Date
- 30 Jan 2024
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 6,155
- Exercise price
- $1.44
- Footnotes
- F5
GUER
holding
Derivative
Stock Option
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 4,268
- Date
- 30 Jan 2024
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 4,268
- Exercise price
- $1.92
- Footnotes
- F5
GUER
holding
Derivative
Stock Option
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 2,068
- Date
- 30 Jan 2024
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 2,068
- Exercise price
- $2.22
- Footnotes
- F5
GUER
holding
Derivative
Stock Option
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 1,477
- Date
- 30 Jan 2024
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 1,477
- Exercise price
- $3.18
- Footnotes
- F5
GUER
holding
Derivative
Restricted Stock Unit
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 1,753
- Date
- 30 Jan 2024
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 1,753
- Exercise price
- Footnotes
- F1, F3, F6
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 7 footnotes
Footnote F1
Each restricted stock unit represents the contingent right to receive one share of common stock upon vesting of the unit.
Footnote F2
The restricted stock units vest as follows: (i) 4,167 on 1/1/2025; and (ii) 4,167 on 1/1/2026, in each case subject to the Reporting Person's continued service through the applicable vesting date.
Footnote F3
The restricted stock units vest as follows: (i) 876 on 12/6/2024; and (ii) 877 on 12/6/2025, in each case subject to the Reporting Person's continued service through the applicable vesting date.
Footnote F4
The restricted stock units vest as follows: (i) 722 on 2/21/2024; and (ii) 723 on 2/21/2025, in each case subject to the Reporting Person's continued service through the applicable vesting date.
Footnote F5
The shares subject to the option are fully vested and exercisable.
Footnote F6
No expiration date.
Footnote F7
The restricted stock units vest as follows: (i) 5,896 on 1/1/2025; (ii) 5,896 on 1/1/2026; and (iii) 5,897 on 1/1/2027, in each case subject to the Reporting Person's continued service through the applicable vesting date.
SEC remarks
On April 17, 2023, Guerrilla RF, Inc. (the "Company") effected a 1-for-6 reverse stock split of its Common Stock. This Form 4 reflects the beneficial ownership post-stock split, including proportionate adjustments made to the exercise price and the number of shares of Common Stock issuable upon the exercise of outstanding stock options.