Joseph M. Manko Jr. - 30 Jan 2024 Form 4 Insider Report for SAFEGUARD SCIENTIFICS INC (SFES)

Source evidence Original filing metadata and source links for verification. 5 source fields
SEC form
4
Accepted by SEC
01 Feb 2024, 14:36:21 UTC
Prior SEC filing
12 Jan 2024
Next SEC filing
16 Feb 2024
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
/s/ Joseph M. Manko Jr.

Key filing fact

Joseph M. Manko Jr. filed Form 4 for SAFEGUARD SCIENTIFICS INC (SFES) on 01 Feb 2024.

Key facts

  • This page summarizes Joseph M. Manko Jr.'s Form 4 filing for SAFEGUARD SCIENTIFICS INC (SFES).
  • 1 reported transaction and 0 derivative rows are listed below.
  • Accepted by SEC: 01 Feb 2024, 14:36.

Change

  • Previous filing in this sequence was filed on 12 Jan 2024.
  • Current net transaction value: +$27,042.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

SFE transaction

Common Stock, $0.10 par value

Award

Transaction value
$27,042
Shares
+38,087
Change %
+20%
Price
$0.7100
Shares after
232,323
Date
30 Jan 2024
Ownership
Direct
Footnotes
F1
SFE holding

Common Stock, $0.10 par value

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
177,386
Date
30 Jan 2024
Ownership
Horton Capital Partners Fund, LP
Footnotes
F2
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 2 footnotes

Footnote F1

The securities reported in Table I were awarded to the Reporting Person in lieu of quarterly fees for service on the Issuer's Board of Directors, which fees are paid in arrears following the end of the quarter.

Footnote F2

Securities owned directly by Horton Capital Partners Fund, LP ("HCPF"). The Reporting Person, solely by virtue of his position as the managing member of Horton Capital Management, LLC ("HCM"), which serves as the investment manager of HCPF, and as the managing member of Horton Capital Partners, LLC, which serves as the general partner of HCPF, may be deemed to beneficially own the securities directly held by HCPF for purposes of Section 16. The Reporting Person expressly disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein.

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