Key facts
- This page summarizes Ross D. DeMont's Form 4 filing for SAFEGUARD SCIENTIFICS INC (SFES).
- 1 reported transaction and 0 derivative rows are listed below.
- Accepted by SEC: 31 Jan 2024, 09:19.
Ross D. DeMont - 30 Jan 2024 Form 4 Insider Report for SAFEGUARD SCIENTIFICS INC (SFES)
- Reporting relationship
- Director
- Issuer ticker
- SFES
- Reported as of
- 30 Jan 2024
- Net transaction value
- +$14,750
- SEC form
- 4
- Accepted by SEC
- 31 Jan 2024, 09:19:37 UTC
- Prior SEC filing
- 17 Oct 2023
- Next SEC filing
- 18 Sep 2024
- Source filing
- View source filing
- Reporting owner signature
- /s/ G. Matthew Barnard, Agent For: Ross D. DeMont
Source evidence
Original filing metadata and source links for verification.
5 source fields
Reporting owner
1 detail
Filing notes and source
Key filing fact
Ross D. DeMont filed Form 4 for SAFEGUARD SCIENTIFICS INC (SFES) on 31 Jan 2024.
Change
- Previous filing in this sequence was filed on 17 Oct 2023.
- Current net transaction value: +$14,750.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
SFE
transaction
Common Stock
Award
- Transaction value
- $14,750
- Shares
- +20,775
- Change %
- +7.8%
- Price
- $0.7100
- Shares after
- 287,256
- Date
- 30 Jan 2024
- Ownership
- Direct
- Footnotes
- F2
SFE
holding
Common Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 12,000
- Date
- 30 Jan 2024
- Ownership
- Held by spouse
SFE
holding
Common Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 30,000
- Date
- 30 Jan 2024
- Ownership
- Held in 401(k) account
SFE
holding
Common Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 301,722
- Date
- 30 Jan 2024
- Ownership
- Held by Kenneth Rainin Foundation
- Footnotes
- F1
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 2 footnotes
Footnote F1
The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or any other purpose.
Footnote F2
The securities reported in Table I were awarded to the reporting person in lieu of quarterly fees for service on the Issuer's Board of Directors, which fees are paid in arrears following the end of the quarter.