Ross D. DeMont - 30 Jan 2024 Form 4 Insider Report for SAFEGUARD SCIENTIFICS INC (SFES)

Source evidence Original filing metadata and source links for verification. 5 source fields
SEC form
4
Accepted by SEC
31 Jan 2024, 09:19:37 UTC
Prior SEC filing
17 Oct 2023
Next SEC filing
18 Sep 2024
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
/s/ G. Matthew Barnard, Agent For: Ross D. DeMont

Key filing fact

Ross D. DeMont filed Form 4 for SAFEGUARD SCIENTIFICS INC (SFES) on 31 Jan 2024.

Key facts

  • This page summarizes Ross D. DeMont's Form 4 filing for SAFEGUARD SCIENTIFICS INC (SFES).
  • 1 reported transaction and 0 derivative rows are listed below.
  • Accepted by SEC: 31 Jan 2024, 09:19.

Change

  • Previous filing in this sequence was filed on 17 Oct 2023.
  • Current net transaction value: +$14,750.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

SFE transaction

Common Stock

Award

Transaction value
$14,750
Shares
+20,775
Change %
+7.8%
Price
$0.7100
Shares after
287,256
Date
30 Jan 2024
Ownership
Direct
Footnotes
F2
SFE holding

Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
12,000
Date
30 Jan 2024
Ownership
Held by spouse
SFE holding

Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
30,000
Date
30 Jan 2024
Ownership
Held in 401(k) account
SFE holding

Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
301,722
Date
30 Jan 2024
Ownership
Held by Kenneth Rainin Foundation
Footnotes
F1
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 2 footnotes

Footnote F1

The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or any other purpose.

Footnote F2

The securities reported in Table I were awarded to the reporting person in lieu of quarterly fees for service on the Issuer's Board of Directors, which fees are paid in arrears following the end of the quarter.

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