Key facts
- This page summarizes Aaron Sullivan's Form 4 filing for PodcastOne, Inc. (PODC).
- 1 reported transaction and 1 derivative row are listed below.
- Accepted by SEC: 30 Jan 2024, 20:56.
Aaron Sullivan - 24 Jan 2024 Form 4 Insider Report for PodcastOne, Inc. (PODC)
- Reporting relationship
- CFO, Treas & Secr
- Issuer ticker
- PODC
- Reported as of
- 24 Jan 2024
- Net transaction value
- $0
- SEC form
- 4
- Accepted by SEC
- 30 Jan 2024, 20:56:02 UTC
- Prior SEC filing
- 30 Jan 2024
- Next SEC filing
- 12 Jun 2024
- Source filing
- View source filing
- Reporting owner signature
- /s/ Aaron Sullivan
Source evidence
Original filing metadata and source links for verification.
5 source fields
Reporting owner
1 detail
Key filing fact
Aaron Sullivan filed Form 4 for PodcastOne, Inc. (PODC) on 30 Jan 2024.
Change
- Previous filing in this sequence was filed on 30 Jan 2024.
- Current net transaction value: $0.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
PODC
transaction
Derivative
Restricted Stock Units
Award
- Transaction value
- $0
- Shares
- +100,000
- Change %
- Price
- $0.000000
- Shares after
- 100,000
- Date
- 24 Jan 2024
- Ownership
- Direct
- Underlying class
- Common Stock, $0.00001 par value
- Underlying amount
- 100,000
- Exercise price
- $0.000000
- Footnotes
- F1, F2
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 2 footnotes
Footnote F1
Represents Restricted Stock Units (the "RSUs") granted to the Reporting Person pursuant to the Employment Agreement, dated as of January 24, 2024 (the "EA"), entered into between the Reporting Person and LiveOne, Inc., the Issuer's parent ("LiveOne"). 50,000 of the RSUs shall vest during the first open trading window under the Issuer's Insider Trading Policy which occurs after October 1, 2024 (anticipated to be in November 2024) (the "Initial Vesting Date"), and the remaining RSUs shall vest thereafter in equal amounts of 12,500 RSUs on each successive quarterly anniversary of the Initial Vesting Date, with the last tranche to vest on October 1, 2025 (inclusive), (continued to Footnote 2)
Footnote F2
(continued from Footnote 1) subject to the Reporting Person's continued employment with LiveOne through each applicable vesting date and subject to earlier full vesting upon a PodcastOne Change of Control (as defined in EA) or such other earlier vesting acceleration conditions as provided in the EA. Each vested RSU shall be settled by delivery to the Reporting Person of one share of the Issuer's common stock on the first to occur of: (i) promptly after the applicable vesting date, (ii) the date of a PodcastOne Change of Control and (iii) such other earlier settlement as provided in the EA.