Key facts
- This page summarizes Robert S. Ellin's Form 3 filing for PodcastOne, Inc. (PODC).
- 0 reported transactions and 0 derivative rows are listed below.
- Accepted by SEC: 30 Jan 2024, 20:49.
Robert S. Ellin - 07 Sep 2023 Form 3 Insider Report for PodcastOne, Inc. (PODC)
- Reporting relationship
- Executive Chairman, Director
- Issuer ticker
- PODC
- Reported as of
- 07 Sep 2023
- Net transaction value
- $0
- SEC form
- 3
- Accepted by SEC
- 30 Jan 2024, 20:49:15 UTC
- Prior SEC filing
- 07 Feb 2023
- Next SEC filing
- 03 Apr 2024
- Source filing
- View source filing
- Reporting owner signature
- /s/ Robert S. Ellin
Source evidence
Original filing metadata and source links for verification.
5 source fields
Reporting owner
1 detail
Key filing fact
Robert S. Ellin filed Form 3 for PodcastOne, Inc. (PODC) on 30 Jan 2024.
Change
- Previous filing in this sequence was filed on 07 Feb 2023.
- Current net transaction value: $0.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Official SEC source
View source filing
Ownership activity is grounded in SEC Form 3 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
PODC
holding
Common Stock, $0.00001 par value
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 99,508
- Date
- 07 Sep 2023
- Ownership
- Direct
- Footnotes
- F1
PODC
holding
Common Stock, $0.00001 par value
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 864,851
- Date
- 07 Sep 2023
- Ownership
- See footnotes
- Footnotes
- F1, F2, F3, F4
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 4 footnotes
Footnote F1
As previously reported by the Issuer, represents shares of Issuer's common stock received (i) as part of the special dividend completed by LiveOne, Inc., Issuer's parent ("LiveOne") to its stockholders of record on September 1, 2023 in connection with Issuer's spin-out and direct listing on The Nasdaq Capital Market completed on September 8, 2023 (the "Special Dividend"), and (ii) by Trinad Capital Master Fund Ltd. ("Trinad Capital") pursuant to the terms of its Series A Perpetual Convertible Preferred Stock (the "Series A Preferred Stock") issued by LiveOne to Trinad Capital and the other holders thereof effective as of February 3, 2023.
Footnote F2
Includes (i) 506,087 shares of Issuer's common stock owned by Trinad Capital as of September 7, 2023, as the Reporting Person, the Managing Director and Portfolio Manager of Trinad Capital, is deemed to have sole voting and dispositive power over such shares, (ii) 34,106 shares of Issuer's common stock owned by Trinad Capital Management, LLC ("Trinad Management") as of September 7, 2023, as the Reporting Person, the Managing Member of Trinad Management, is deemed to have sole voting and dispositive power over such shares, (iii) 324,658 shares of Issuer's common stock owned by JJAT Corp. ("JJAT") as of September 7, 2023, an entity owned by the Reporting Person, as the Reporting Person is deemed to have sole voting and dispositive power over such shares. Accordingly, securities owned by these entities may be regarded as being beneficially owned by the Reporting Person.
Footnote F3
Each of the Reporting Person and Trinad Management disclaim beneficial ownership of the reported securities except for the (i) Reporting Person's and Trinad Management's pecuniary interest therein, (ii) direct beneficial ownership of Trinad Management as reported herein, (iii) indirect interest of Trinad Management by virtue of being the Managing Director and Portfolio Manager of Trinad Capital, (iv) indirect interest of the Reporting Person by virtue of being a member of Trinad Management, (v) indirect interest of the Reporting Person by virtue of being a shareholder of JJAT, and (vi) indirect interest of the Reporting Person by virtue of being a member of Trinad Capital. This report shall not be deemed an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.
Footnote F4
Does not include shares of Issuer's common stock held by a family trust and family foundation as to which the Reporting Person does not exercise voting or dispositive power.