Erik Atkisson - 26 Jan 2024 Form 4 Insider Report for Rain Oncology Inc.

Source evidence Original filing metadata and source links for verification. 5 source fields
SEC form
4
Accepted by SEC
26 Jan 2024, 16:38:10 UTC
Prior SEC filing
11 Aug 2023
Next SEC filing
21 Oct 2025
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
/s/ Ryan Murr, as attorney-in-fact

Key filing fact

Erik Atkisson filed Form 4 for Rain Oncology Inc. on 26 Jan 2024.

Key facts

  • This page summarizes Erik Atkisson's Form 4 filing for Rain Oncology Inc..
  • 3 reported transactions and 3 derivative rows are listed below.
  • Accepted by SEC: 26 Jan 2024, 16:38.

Change

  • Previous filing in this sequence was filed on 11 Aug 2023.
  • Current net transaction value: $0.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

RAIN transaction Derivative

Stock Option (Right to Buy)

Disposed to Issuer

Transaction value
Shares
-37,118
Change %
-100%
Price
Shares after
0
Date
26 Jan 2024
Ownership
Direct
Underlying class
Common Stock
Underlying amount
37,118
Exercise price
$9.34
Footnotes
F1
RAIN transaction Derivative

Stock Option (Right to Buy)

Disposed to Issuer

Transaction value
Shares
-82,882
Change %
-100%
Price
Shares after
0
Date
26 Jan 2024
Ownership
Direct
Underlying class
Common Stock
Underlying amount
82,882
Exercise price
$9.34
Footnotes
F1
RAIN transaction Derivative

Stock Option (Right to Buy)

Disposed to Issuer

Transaction value
Shares
-60,251
Change %
-100%
Price
Shares after
0
Date
26 Jan 2024
Ownership
Direct
Underlying class
Common Stock
Underlying amount
60,251
Exercise price
$1.21
Footnotes
F1
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 1 footnote

Footnote F1

This Form 4 reports securities disposed of pursuant to the terms of the Merger Agreement entered into by and among the Issuer, Pathos AI, Inc. ("Parent") and WK Merger Sub, Inc., a wholly owned subsidiary of Parent ("Merger Sub"), dated as of December 13, 2023 (the "Merger Agreement"), pursuant to which Merger Sub completed a tender offer for all of the shares of common stock of the Issuer (each, a "Share") and thereafter merged with and into the Issuer effective as of January 26, 2024 (the "Effective Time"). Pursuant to the terms of the Merger Agreement, at the Effective Time, each option to purchase Shares granted under the Issuer's Amended and Restated 2018 Stock Option/Stock Issuance Plan or the Issuer's 2021 Equity Incentive Plan, pursuant to any inducement award or otherwise that was outstanding immediately prior to the Effective Time was cancelled for no consideration.

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