Key facts
- This page summarizes Charles Bergh V's Form 4 filing for LEVI STRAUSS & CO (LEVI).
- 5 reported transactions and 3 derivative rows are listed below.
- Accepted by SEC: 25 Jan 2024, 20:53.
Charles Bergh V - 23 Jan 2024 Form 4 Insider Report for LEVI STRAUSS & CO (LEVI)
- Reporting relationship
- President and CEO, Director
- Issuer ticker
- LEVI
- Reported as of
- 23 Jan 2024
- Net transaction value
- -$1,208,527
- SEC form
- 4
- Accepted by SEC
- 25 Jan 2024, 20:53:20 UTC
- Prior SEC filing
- 18 Dec 2023
- Next SEC filing
- 30 Jan 2024
- Source filing
- View source filing
- Reporting owner signature
- /s/ Priscilla Duncan-Tannous, Attorney-in-Fact
Source evidence
Original filing metadata and source links for verification.
5 source fields
Reporting owner
1 detail
Key filing fact
Charles Bergh V filed Form 4 for LEVI STRAUSS & CO (LEVI) on 25 Jan 2024.
Change
- Previous filing in this sequence was filed on 18 Dec 2023.
- Current net transaction value: -$1,208,527.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
LEVI
transaction
Class A Common Stock
Award
- Transaction value
- $0
- Shares
- +160,186
- Change %
- +8.2%
- Price
- $0.000000
- Shares after
- 2,115,711
- Date
- 23 Jan 2024
- Ownership
- Direct
- Footnotes
- F1
LEVI
transaction
Class A Common Stock
Tax liability
- Transaction value
- $1,208,513
- Shares
- -76,731
- Change %
- -3.6%
- Price
- $15.75
- Shares after
- 2,038,980
- Date
- 23 Jan 2024
- Ownership
- Direct
- Footnotes
- F2
LEVI
holding
Class A Common Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 631,500
- Date
- 23 Jan 2024
- Ownership
- See Footnote
- Footnotes
- F6
LEVI
holding
Class A Common Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 658,201
- Date
- 23 Jan 2024
- Ownership
- See Footnote
- Footnotes
- F7
LEVI
holding
Class A Common Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 1,057,235
- Date
- 23 Jan 2024
- Ownership
- See Footnote
- Footnotes
- F8
LEVI
holding
Class A Common Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 930,000
- Date
- 23 Jan 2024
- Ownership
- See Footnote
- Footnotes
- F9
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
LEVI
transaction
Derivative
Stock Appreciation Rights
Options Exercise
- Transaction value
- $0
- Shares
- -503,715
- Change %
- -100%
- Price
- $0.000000*
- Shares after
- 0
- Date
- 24 Jan 2024
- Ownership
- Direct
- Underlying class
- Class B Common Stock
- Underlying amount
- 503,715
- Exercise price
- $6.90
- Footnotes
- F3
LEVI
transaction
Derivative
Class B Common Stock
Options Exercise
- Transaction value
- $3,475,634
- Shares
- +503,715
- Change %
- +180%
- Price
- $6.90
- Shares after
- 782,905
- Date
- 24 Jan 2024
- Ownership
- Direct
- Underlying class
- Class A Common Stock
- Underlying amount
- 503,715
- Exercise price
- Footnotes
- F4
LEVI
transaction
Derivative
Class B Common Stock
Disposed to Issuer
- Transaction value
- $3,475,647
- Shares
- -220,676
- Change %
- -28%
- Price
- $15.75
- Shares after
- 562,229
- Date
- 24 Jan 2024
- Ownership
- Direct
- Underlying class
- Class A Common Stock
- Underlying amount
- 220,676
- Exercise price
- Footnotes
- F4, F5
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 9 footnotes
Footnote F1
On January 26, 2021, the reporting person was granted performance-based restricted stock units (PRSUs). Each PRSU represents a contingent right to receive shares of the Issuer's Class A common stock upon settlement and has no expiration date. The PRSUs vest at the end of a three-year period following the grant on the date that the Board of Directors certifies attainment, based on the Issuer's satisfaction of certain performance criteria. The performance criteria were met on January 23, 2024, resulting in the issuance of 160,186 vested PRSUs.
Footnote F2
Shares withheld to cover tax obligation from settlement of vested PRSUs.
Footnote F3
100% of these stock appreciation rights are fully vested.
Footnote F4
Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.
Footnote F5
Represents shares withheld by the company for exercise price upon exercise of a stock appreciation right.
Footnote F6
The shares are held in a family trust formed in 2019 of which Mr. Bergh is trustee.
Footnote F7
The shares are held in a family trust formed in 2022 of which Mr. Bergh is trustee.
Footnote F8
The shares are held in an irrevocable trust to which Mr. Bergh is Investment Direction Adviser and of which Mr. Bergh's family members are beneficiaries.
Footnote F9
The shares are held in a family trust formed in 2023 of which Mr. Bergh is trustee.