Joseph DiPietro - 22 Jan 2024 Form 4 Insider Report for Ocean Power Technologies, Inc. (OPTT)

Source evidence Original filing metadata and source links for verification. 5 source fields
SEC form
4
Accepted by SEC
24 Jan 2024, 16:05:28 UTC
Prior SEC filing
17 Jan 2024
Next SEC filing
02 Feb 2024
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
/s/ Joseph DiPietro

Key filing fact

Joseph DiPietro filed Form 4 for Ocean Power Technologies, Inc. (OPTT) on 24 Jan 2024.

Key facts

  • This page summarizes Joseph DiPietro's Form 4 filing for Ocean Power Technologies, Inc. (OPTT).
  • 3 reported transactions and 1 derivative row are listed below.
  • Accepted by SEC: 24 Jan 2024, 16:05.

Change

  • Previous filing in this sequence was filed on 17 Jan 2024.
  • Current net transaction value: -$343.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

OPTT transaction

Common Stock

Options Exercise

Transaction value
Shares
+4,657
Change %
+88%
Price
Shares after
9,962
Date
22 Jan 2024
Ownership
Direct
Footnotes
F1
OPTT transaction

Common Stock

Tax liability

Transaction value
$343
Shares
-1,271
Change %
-13%
Price
$0.2700
Shares after
8,691
Date
22 Jan 2024
Ownership
Direct

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

OPTT transaction Derivative

Restricted Stock Unit

Options Exercise

Transaction value
$0
Shares
-4,657
Change %
-50%
Price
$0.000000
Shares after
4,657
Date
22 Jan 2024
Ownership
Direct
Underlying class
Common Stock
Underlying amount
4,657
Exercise price
Footnotes
F1, F2
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 2 footnotes

Footnote F1

Restricted stock units convert into common stock on a one-for-one basis

Footnote F2

On January 21,2023, the reporting person was granted 14,000 restricted stock units, vesting in three equal annual installments beginning on the first anniversary of the grant date.

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