Key facts
- This page summarizes Ajay Bhalla's Form 4 filing for Mastercard Inc (MA).
- 6 reported transactions and 2 derivative rows are listed below.
- Accepted by SEC: 23 Jan 2024, 17:51.
Ajay Bhalla - 19 Jan 2024 Form 4 Insider Report for Mastercard Inc (MA)
- Reporting relationship
- President Cyber & Intelligence
- Issuer ticker
- MA
- Reported as of
- 19 Jan 2024
- Net transaction value
- -$1,413,720
- SEC form
- 4
- Accepted by SEC
- 23 Jan 2024, 17:51:40 UTC
- Prior SEC filing
- 15 Dec 2023
- Next SEC filing
- 05 Mar 2024
- Source filing
- View source filing
- Reporting owner signature
- /s/ Craig R. Brown, Assistant Corporate Secretary, attorney-in-fact for Ajay Bhalla pursuant to a power of attorney dated April 23, 2019.
Source evidence
Original filing metadata and source links for verification.
5 source fields
Reporting owner
1 detail
Key filing fact
Ajay Bhalla filed Form 4 for Mastercard Inc (MA) on 23 Jan 2024.
Change
- Previous filing in this sequence was filed on 15 Dec 2023.
- Current net transaction value: -$1,413,720.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
MA
transaction
Class A Common Stock
Options Exercise
- Transaction value
- $360,520
- Shares
- +4,000
- Change %
- +64%
- Price
- $90.13*
- Shares after
- 10,235
- Date
- 19 Jan 2024
- Ownership
- Direct
- Footnotes
- F1
MA
transaction
Class A Common Stock
Sale
- Transaction value
- $1,740,000
- Shares
- -4,000
- Change %
- -39%
- Price
- $435.00
- Shares after
- 6,235
- Date
- 19 Jan 2024
- Ownership
- Direct
- Footnotes
- F1
MA
transaction
Class A Common Stock
Options Exercise
- Transaction value
- $8,833
- Shares
- +98
- Change %
- +1.6%
- Price
- $90.13*
- Shares after
- 6,333
- Date
- 22 Jan 2024
- Ownership
- Direct
- Footnotes
- F1
MA
transaction
Class A Common Stock
Sale
- Transaction value
- $43,073
- Shares
- -98
- Change %
- -1.5%
- Price
- $439.52
- Shares after
- 6,235
- Date
- 22 Jan 2024
- Ownership
- Direct
- Footnotes
- F1
MA
holding
Class A Common Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 119,127
- Date
- 19 Jan 2024
- Ownership
- See footnote below
- Footnotes
- F2
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
MA
transaction
Derivative
Employee Stock Option (right to buy)
Options Exercise
- Transaction value
- $0
- Shares
- -4,000
- Change %
- -98%
- Price
- $0.000000
- Shares after
- 98
- Date
- 19 Jan 2024
- Ownership
- Direct
- Underlying class
- Class A Common Stock
- Underlying amount
- 4,000
- Exercise price
- $90.13
- Footnotes
- F1, F3
MA
transaction
Derivative
Employee Stock Option (right to buy)
Options Exercise
- Transaction value
- $0
- Shares
- -98
- Change %
- -100%
- Price
- $0.000000*
- Shares after
- 0
- Date
- 22 Jan 2024
- Ownership
- Direct
- Underlying class
- Class A Common Stock
- Underlying amount
- 98
- Exercise price
- $90.13
- Footnotes
- F1, F3
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Rule 10b5-1 trading plan
These transactions were reported as open-market trades under a Rule 10b5-1 plan. The plan lets an insider set trading instructions in advance, which can reduce the risk of trading while in possession of material nonpublic information.
Original filing language: transaction made pursuant to a contract, instruction, or written plan intended to satisfy Rule 10b5-1(c).
Explanation of responses 3 footnotes
Footnote F1
The transactions reported in this Form 4 were effected pursuant to a pre-planned trading plan entered into in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934. The pre-planned trading plan was adopted by the reporting person for personal financial management purposes on June 15, 2023.
Footnote F2
The shares are directly held by a family-owned company, controlled by the reporting person.
Footnote F3
The reporting person was awarded 12,292 employee stock options on March 1, 2015, which had fully vested.