Charles A. Deignan - 18 Jan 2024 Form 4 Insider Report for Clearside Biomedical, Inc. (CLSD)

Source evidence Original filing metadata and source links for verification. 5 source fields
SEC form
4
Accepted by SEC
19 Jan 2024, 18:25:35 UTC
Prior SEC filing
20 Sep 2023
Next SEC filing
10 Jan 2025
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
/s/ Mark Ballantyne, Attorney-in-Fact

Key filing fact

Charles A. Deignan filed Form 4 for Clearside Biomedical, Inc. (CLSD) on 19 Jan 2024.

Key facts

  • This page summarizes Charles A. Deignan's Form 4 filing for Clearside Biomedical, Inc. (CLSD).
  • 2 reported transactions and 1 derivative row are listed below.
  • Accepted by SEC: 19 Jan 2024, 18:25.

Change

  • Previous filing in this sequence was filed on 20 Sep 2023.
  • Current net transaction value: -$16,512.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

CLSD transaction

Common Stock

Sale

Transaction value
$16,512
Shares
-12,900
Change %
-3.2%
Price
$1.28
Shares after
384,662
Date
19 Jan 2024
Ownership
Direct
Footnotes
F1, F2

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

CLSD transaction Derivative

Employee Stock Option (right to buy)

Award

Transaction value
$0
Shares
+200,000
Change %
Price
$0.000000
Shares after
200,000
Date
18 Jan 2024
Ownership
Direct
Underlying class
Common Stock
Underlying amount
200,000
Exercise price
$1.29
Footnotes
F3
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 3 footnotes

Footnote F1

The sales reported in this Form 4 represents shares required to be sold by the Reporting Person to satisfy tax withholding obligations in connection with the settlement of restricted stock units. The sale occurred automatically to satisfy the tax withholding obligations to be funded by a "sell to cover" transaction.

Footnote F2

The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.18 to $1.32 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Footnote F3

One-fourth of the shares underlying this option vest on January 18, 2025 and the balance of the shares vest in a series of 36 successive equal monthly installments thereafter, subject to the Reporting Person's continuous service as of each such vesting date.

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