Shashikant Kulkarni - 01 Apr 2023 Form 4 Insider Report for NEOGENOMICS INC (NEO)

Source evidence Original filing metadata and source links for verification. 4 source fields
SEC form
4
Accepted by SEC
04 Apr 2023, 17:04:49 UTC
Prior SEC filing
03 Aug 2022
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
/s/ Ali Olivo, Attorney-in-Fact

Key filing fact

Shashikant Kulkarni filed Form 4 for NEOGENOMICS INC (NEO) on 04 Apr 2023.

Key facts

  • This page summarizes Shashikant Kulkarni's Form 4 filing for NEOGENOMICS INC (NEO).
  • 1 reported transaction and 2 derivative rows are listed below.
  • Accepted by SEC: 04 Apr 2023, 17:04.

Change

  • Previous filing in this sequence was filed on 03 Aug 2022.
  • Current net transaction value: $0.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

NEO transaction

Common Stock

Tax liability

Transaction value
$0
Shares
-3,759
Change %
-4.3%
Price
$0.000000
Shares after
82,673
Date
01 Apr 2023
Ownership
Direct
Footnotes
F1

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

NEO holding Derivative

Stock Option (Right to Buy)

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
132,744
Date
01 Apr 2023
Ownership
Direct
Underlying class
Common Stock
Underlying amount
132,744
Exercise price
$12.15
Footnotes
F2
NEO holding Derivative

Stock Option (Right to Buy)

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
51,653
Date
01 Apr 2023
Ownership
Direct
Underlying class
Common Stock
Underlying amount
51,653
Exercise price
$10.12
Footnotes
F3
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 3 footnotes

Footnote F1

Shares surrendered to NeoGenomics Inc. for retirement to satisfy the tax obligations in connection with the April 1, 2023 vesting of restricted stock.

Footnote F2

On April 1, 2022, Dr. Kulkarni was granted 132,744 stock options. These options vest ratably over the first four anniversary dates of the grant date.

Footnote F3

On August 1, 2022, Dr. Kulkarni was granted 51,653 stock options. These options vest ratably over the first four anniversary dates of the grant date.

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