Cynthia J. Dieter - 01 Mar 2023 Form 4 Insider Report for NEOGENOMICS INC (NEO)

Source evidence Original filing metadata and source links for verification. 4 source fields
SEC form
4
Accepted by SEC
03 Mar 2023, 16:34:56 UTC
Prior SEC filing
04 Jan 2023
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
/s/ Ali Olivo, Attorney-in-Fact

Key filing fact

Cynthia J. Dieter filed Form 4 for NEOGENOMICS INC (NEO) on 03 Mar 2023.

Key facts

  • This page summarizes Cynthia J. Dieter's Form 4 filing for NEOGENOMICS INC (NEO).
  • 2 reported transactions and 3 derivative rows are listed below.
  • Accepted by SEC: 03 Mar 2023, 16:34.

Change

  • Previous filing in this sequence was filed on 04 Jan 2023.
  • Current net transaction value: $0.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

NEO transaction

Common Stock

Tax liability

Transaction value
$0
Shares
-880
Change %
-2.9%
Price
$0.000000
Shares after
29,882
Date
01 Mar 2023
Ownership
Direct
Footnotes
F1
NEO transaction

Common Stock

Tax liability

Transaction value
$0
Shares
-117
Change %
-0.39%
Price
$0.000000
Shares after
29,765
Date
02 Mar 2023
Ownership
Direct
Footnotes
F2

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

NEO holding Derivative

Stock Option (Right to Buy)

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
3,968
Date
01 Mar 2023
Ownership
Direct
Underlying class
Common Stock
Underlying amount
3,968
Exercise price
$28.35
Footnotes
F3
NEO holding Derivative

Stock Option (Right to Buy)

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
7,034
Date
01 Mar 2023
Ownership
Direct
Underlying class
Common Stock
Underlying amount
7,034
Exercise price
$53.17
Footnotes
F4
NEO holding Derivative

Stock Option (Right to Buy)

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
22,805
Date
01 Mar 2023
Ownership
Direct
Underlying class
Common Stock
Underlying amount
22,805
Exercise price
$21.41
Footnotes
F5
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 5 footnotes

Footnote F1

Shares surrendered to NeoGenomics Inc. for retirement to satisfy the tax obligations in connection with the March 1, 2023 vesting of restricted stock.

Footnote F2

Shares surrendered to NeoGenomics Inc. for retirement to satisfy the tax obligations in connection with the March 2, 2023 vesting of restricted stock.

Footnote F3

On June 22, 2020, Ms. Dieter was granted 3,968 stock options. These options vest ratably over the first four anniversary dates of the grant date.

Footnote F4

On March 2, 2021, Ms. Dieter was granted 7,034 stock options. These options vest ratably over the first four anniversary dates of the grant date.

Footnote F5

On March 1, 2022, Ms. Dieter was granted 22,805 stock options. These options vest ratably over the first four anniversary dates of the grant date.

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