Key facts
- This page summarizes Chris Nolet's Form 4 filing for POLARITYTE, INC..
- 2 reported transactions and 1 derivative row are listed below.
- Accepted by SEC: 17 Jan 2023, 15:30.
Chris Nolet - 12 Jan 2023 Form 4 Insider Report for POLARITYTE, INC.
- Reporting relationship
- Director
- Issuer ticker
- N/A
- Reported as of
- 12 Jan 2023
- Net transaction value
- $0
- SEC form
- 4
- Accepted by SEC
- 17 Jan 2023, 15:30:29 UTC
- Prior SEC filing
- 13 Oct 2022
- Next SEC filing
- 05 May 2023
- Source filing
- View source filing
- Reporting owner signature
- /s/ Chris Nolet
Source evidence
Original filing metadata and source links for verification.
5 source fields
Reporting owner
1 detail
Key filing fact
Chris Nolet filed Form 4 for POLARITYTE, INC. on 17 Jan 2023.
Change
- Previous filing in this sequence was filed on 13 Oct 2022.
- Current net transaction value: $0.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
PTE
transaction
Common Stock
Options Exercise
- Transaction value
- $0
- Shares
- -36,497
- Change %
- -72%
- Price
- $0.000000
- Shares after
- 14,403
- Date
- 12 Jan 2023
- Ownership
- Direct
- Footnotes
- F1
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
PTE
transaction
Derivative
Stock option (right to buy)
Options Exercise
- Transaction value
- $0
- Shares
- -3,078
- Change %
- -33%
- Price
- $0.000000
- Shares after
- 6,157
- Date
- 12 Jan 2023
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 9,235
- Exercise price
- $22.50
- Footnotes
- F2
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Section 16 status
Chris Nolet is no longer subject to Section 16 filing requirements. Form 4 or Form 5 obligations may still apply in specific circumstances.
Explanation of responses 2 footnotes
Footnote F1
Pursuant to the issuer's non-executive director compensation plan the reporting person was issued 50,900 Restricted Stock Units vesting in equal installments quarterly in arrears, which were previously reported on Form 4 under Table I. As of the date of the reporting person's end of service as a director on January 12, 2023, 36,497 restricted stock units that had not vested as of that date were forfeited.
Footnote F2
The stock option was granted 04/06/2020, and reported under Table II of Form 4. The number of derivative securities and price have been adjusted to give effect to a 25-to-1 reverse stock split in May 2022. As of the date of the reporting person's end of service as a director on January 12, 2023, 3,078 stock options that had not vested as of that date were forfeited. The remaining 6,157 stock options were fully vested as of 04/06/2022, and are presently exercisable.