Key facts
- This page summarizes Mark A. Smith's Form 4 filing for BION ENVIRONMENTAL TECHNOLOGIES INC (BNET).
- 10 reported transactions and 9 derivative rows are listed below.
- Accepted by SEC: 08 Jan 2024, 11:16.
Mark A. Smith - 31 Dec 2023 Form 4 Insider Report for BION ENVIRONMENTAL TECHNOLOGIES INC (BNET)
- Reporting relationship
- President, Director, 10%+ Owner
- Issuer ticker
- BNET
- Reported as of
- 31 Dec 2023
- Net transaction value
- -$91,903
- SEC form
- 4
- Accepted by SEC
- 08 Jan 2024, 11:16:48 UTC
- Prior SEC filing
- 04 Oct 2023
- Next SEC filing
- 14 Feb 2024
- Source filing
- View source filing
- Reporting owner signature
- /s/ Mark A. Smith
Source evidence
Original filing metadata and source links for verification.
5 source fields
Reporting owner
1 detail
Key filing fact
Mark A. Smith filed Form 4 for BION ENVIRONMENTAL TECHNOLOGIES INC (BNET) on 08 Jan 2024.
Change
- Previous filing in this sequence was filed on 04 Oct 2023.
- Current net transaction value: -$91,903.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
BNET
transaction
Common Stock
Award
- Transaction value
- $0
- Shares
- +449,261
- Change %
- +34%
- Price
- $0.000000
- Shares after
- 1,776,829
- Date
- 31 Dec 2023
- Ownership
- Direct
- Footnotes
- F1
BNET
transaction
Common Stock
Gift
- Transaction value
- $0
- Shares
- -200,000
- Change %
- -11%
- Price
- $0.000000
- Shares after
- 1,576,829
- Date
- 31 Dec 2023
- Ownership
- Direct
- Footnotes
- F2
BNET
transaction
Common Stock
Award
- Transaction value
- $0
- Shares
- +522,231
- Change %
- +33%
- Price
- $0.000000
- Shares after
- 2,099,060
- Date
- 01 Jan 2024
- Ownership
- Direct
- Footnotes
- F3
BNET
transaction
Common Stock
Gift
- Transaction value
- $0
- Shares
- -122,231
- Change %
- -5.8%
- Price
- $0.000000
- Shares after
- 1,976,829
- Date
- 01 Jan 2024
- Ownership
- Direct
- Footnotes
- F4
BNET
holding
Common Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 53,756
- Date
- 31 Dec 2023
- Ownership
- Wife IRA
BNET
holding
Common Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 62,535
- Date
- 31 Dec 2023
- Ownership
- MAS IRA
BNET
holding
Common Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 12,681
- Date
- 31 Dec 2023
- Ownership
- Lotaylingkyur Foundation
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
BNET
transaction
Derivative
Adjusted 2020 Convertible Obligation
Disposed to Issuer
- Transaction value
- $42,500
- Shares
- Change %
- Price
- Shares after
- 522,231
- Date
- 31 Dec 2023
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- $42,500
- Exercise price
- $0.0946
- Footnotes
- F1
BNET
transaction
Derivative
Adjusted 2020 Convertible Obligation
Disposed to Issuer
- Transaction value
- $49,403
- Shares
- Change %
- Price
- Shares after
- 0
- Date
- 01 Jan 2024
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- $49,403
- Exercise price
- $0.0946
- Footnotes
- F3
BNET
transaction
Derivative
ClassDECCONV-1 warrants
Award
- Transaction value
- $0
- Shares
- +449,261
- Change %
- Price
- $0.000000
- Shares after
- 449,261
- Date
- 31 Dec 2023
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 449,261
- Exercise price
- $0.7500
- Footnotes
- F1
BNET
transaction
Derivative
ClassDECCONV-1 warrants
Gift
- Transaction value
- $0
- Shares
- -200,000
- Change %
- -45%
- Price
- $0.000000
- Shares after
- 249,261
- Date
- 31 Dec 2023
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 200,000
- Exercise price
- $0.7500
- Footnotes
- F2
BNET
transaction
Derivative
Class JAN2024CONV-1 warrants
Award
- Transaction value
- $0
- Shares
- +522,231
- Change %
- Price
- $0.000000
- Shares after
- 522,231
- Date
- 01 Jan 2024
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 522,231
- Exercise price
- $0.7500
- Footnotes
- F3
BNET
transaction
Derivative
Class JAN2024CONV-1 warrants
Gift
- Transaction value
- $0
- Shares
- -122,231
- Change %
- -23%
- Price
- $0.000000
- Shares after
- 400,000
- Date
- 01 Jan 2024
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 122,231
- Exercise price
- $0.7500
- Footnotes
- F4
BNET
holding
Derivative
Various Other Classes warrants
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 2,177,935
- Date
- 31 Dec 2023
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 2,177,935
- Exercise price
- Footnotes
- F5
BNET
holding
Derivative
Class FEB2021-2
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 100,001
- Date
- 31 Dec 2023
- Ownership
- Lotaylingkyur Inc.
- Underlying class
- Common Stock
- Underlying amount
- 100,001
- Exercise price
- Footnotes
- F5
BNET
holding
Derivative
Options (right to buy)
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 2,425,000
- Date
- 31 Dec 2023
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 2,425,000
- Exercise price
- Footnotes
- F5, F6
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 6 footnotes
Footnote F1
On December 31, 2023 Mr. Smith converted $42,500 from his Adjusted 2020 Convertible note into 449,261 Units; each unit consisting of one share and one warrant with the exercise price of $.75 until 12/31/2026. Each of these warrants carry an exercise bonus of 75%. The balance of the Adjusted 2020 Convertible note after the December 31, 2023, conversion is $49,403.05. The Adjusted 2020 Convertible note is convertible at $.0946/Unit.
Footnote F2
On December 31, 2023, Mr. Smith gifted 200,000 units to various family members and non profit entities. Of the 249,261 units not gifted, 149,261 are registered to Mr. Smith's wife.
Footnote F3
On January 1, 2024, Mr. Smith converted the remaining balance of $49,403.05 of his Adjusted 2020 Convertible note into 522,231 Units; each unit consisting of one share and one warrant with the exercise price of $.75 until 1/1/2027. Each of these warrants carry an exercise bonus of 75%. The Adjusted 2020 Convertible note is convertible at $.0946/Unit.
Footnote F4
On January 1, 2024, Mr. Smith gifted 122,231 Units to various family members and non profit entities. Of the 400,000 units not gifted, 200,000 are registered to Mr. Smith's wife.
Footnote F5
As of January 2, 2024, Mr. Smith and his wife are the direct owners of 2,827,196 underlying warrants (1,906.987 Mark Smith, 920,209 Kelly Smith) and indirect owners of 100,001 warrants registered to Lotaylingkyur Inc. (controlled by Mr. & Mrs. Smith) for an aggregate beneficial ownership of 2,927,197 warrants. These warrants are comprised of various classes and various prices with expiration dates ranging from 2024 to 2027 and exercise bonus terms ranging from 75% to 90%.
Footnote F6
As of January 2, 2024, Mr. Smith is the direct owner of 2,425,000 underlying options. These options are comprised of various classes and various prices with expiration dates ranging from 2024 to 2026 and exercise bonus terms ranging from 75% to 90%.