Brent D. Rosenthal - 03 Jan 2024 Form 3 Insider Report for RiceBran Technologies

Source evidence Original filing metadata and source links for verification. 5 source fields
SEC form
3
Accepted by SEC
12 Jan 2024, 21:51:19 UTC
Prior SEC filing
08 Jan 2024
Next SEC filing
14 Jun 2024
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
William J. Keneally, by power of attorney

Key filing fact

Brent D. Rosenthal filed Form 3 for RiceBran Technologies on 12 Jan 2024.

Key facts

  • This page summarizes Brent D. Rosenthal's Form 3 filing for RiceBran Technologies.
  • 0 reported transactions and 1 derivative row are listed below.
  • Accepted by SEC: 12 Jan 2024, 21:51.

Change

  • Previous filing in this sequence was filed on 08 Jan 2024.
  • Current net transaction value: $0.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Official SEC source

Ownership activity is grounded in SEC Form 3 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

RIBT holding

Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
230,734
Date
03 Jan 2024
Ownership
Direct

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

RIBT holding Derivative

Deferred Stock Units

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
Date
03 Jan 2024
Ownership
Direct
Underlying class
Common Stock
Underlying amount
4,816
Exercise price
Footnotes
F1, F2, F3
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 3 footnotes

Footnote F1

Each deferred stock unit (DSU) represents a contingent right to receive one share of common stock.

Footnote F2

These DSUs do not expire.

Footnote F3

These DSUs were vested at issuance. 4,816 of the DSUs granted are contingent if the issuers shareholders approve an expansion of the shares available for issuance under the issuers 2014 Equity Incentive Plan. If not approved, the shares will be settled in cash.

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