Key facts
- This page summarizes Rankin Thomas T.'s Form 4 filing for NACCO INDUSTRIES INC (NC).
- 1 reported transaction and 11 derivative rows are listed below.
- Accepted by SEC: 11 Jan 2024, 21:52.
Rankin Thomas T. - 10 Jul 2023 Form 4 Insider Report for NACCO INDUSTRIES INC (NC)
- Reporting relationship
- Member of a group
- Issuer ticker
- NC
- Reported as of
- 10 Jul 2023
- Net transaction value
- $0
- SEC form
- 4
- Accepted by SEC
- 11 Jan 2024, 21:52:22 UTC
- Prior SEC filing
- 06 Jul 2023
- Next SEC filing
- 15 Aug 2023
- Source filing
- View source filing
- Reporting owner signature
- /s/ Matthew J. Dilluvio, attorney-in-fact
Source evidence
Original filing metadata and source links for verification.
5 source fields
Reporting owner
1 detail
Key filing fact
Rankin Thomas T. filed Form 4 for NACCO INDUSTRIES INC (NC) on 11 Jan 2024.
Change
- Previous filing in this sequence was filed on 06 Jul 2023.
- Current net transaction value: $0.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
NC
transaction
Class A Common Stock
Other
- Transaction value
- Shares
- +2,661
- Change %
- Price
- Shares after
- 2,661
- Date
- 10 Jul 2023
- Ownership
- AMR - Trust2 (SR)
- Footnotes
- F1, F2, F3
NC
holding
Class A Common Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 2,192
- Date
- 10 Jul 2023
- Ownership
- By Trust/Son 2
- Footnotes
- F4
NC
holding
Class A Common Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 2,192
- Date
- 10 Jul 2023
- Ownership
- By Trust/Son 1
- Footnotes
- F5
NC
holding
Class A Common Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 2,192
- Date
- 10 Jul 2023
- Ownership
- By Trust/Son 3
- Footnotes
- F6
NC
holding
Class A Common Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 3,222
- Date
- 10 Jul 2023
- Ownership
- By Spouse
- Footnotes
- F7
NC
holding
Class A Common Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 1,843
- Date
- 10 Jul 2023
- Ownership
- By Assoc II/Spouse
- Footnotes
- F8
NC
holding
Class A Common Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 7
- Date
- 10 Jul 2023
- Ownership
- Direct
- Footnotes
- F9
NC
holding
Class A Common Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 26,433
- Date
- 10 Jul 2023
- Ownership
- By Assoc II
- Footnotes
- F10
NC
holding
Class A Common Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 1,975
- Date
- 10 Jul 2023
- Ownership
- By RMI (Delaware)
- Footnotes
- F11
NC
holding
Class A Common Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 165
- Date
- 10 Jul 2023
- Ownership
- By Trust
- Footnotes
- F12
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
NC
holding
Derivative
Class B Common Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 9,430
- Date
- 10 Jul 2023
- Ownership
- By Trust/Son 2
- Underlying class
- Class A Common Stock
- Underlying amount
- 9,430
- Exercise price
- Footnotes
- F2, F13
NC
holding
Derivative
Class B Common Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 9,430
- Date
- 10 Jul 2023
- Ownership
- By Trust/Son 1
- Underlying class
- Class A Common Stock
- Underlying amount
- 9,430
- Exercise price
- Footnotes
- F2, F14
NC
holding
Derivative
Class B Common Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 9,430
- Date
- 10 Jul 2023
- Ownership
- By Trust/Son 3
- Underlying class
- Class A Common Stock
- Underlying amount
- 9,430
- Exercise price
- Footnotes
- F2, F15
NC
holding
Derivative
Class B Common Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 7,857
- Date
- 10 Jul 2023
- Ownership
- By Trust/Son 2
- Underlying class
- Class A Common Stock
- Underlying amount
- 7,857
- Exercise price
- Footnotes
- F2, F4
NC
holding
Derivative
Class B Common Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 7,857
- Date
- 10 Jul 2023
- Ownership
- By Trust/Son 1
- Underlying class
- Class A Common Stock
- Underlying amount
- 7,857
- Exercise price
- Footnotes
- F2, F5
NC
holding
Derivative
Class B Common Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 7,857
- Date
- 10 Jul 2023
- Ownership
- By Trust/Son 3
- Underlying class
- Class A Common Stock
- Underlying amount
- 7,857
- Exercise price
- Footnotes
- F2, F6
NC
holding
Derivative
Class B Common Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 20,000
- Date
- 10 Jul 2023
- Ownership
- By Assoc I/Spouse
- Underlying class
- Class A Common Stock
- Underlying amount
- 20,000
- Exercise price
- Footnotes
- F2, F16
NC
holding
Derivative
Class B Common Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 85,056
- Date
- 10 Jul 2023
- Ownership
- By Assoc IV/Spouse
- Underlying class
- Class A Common Stock
- Underlying amount
- 85,056
- Exercise price
- Footnotes
- F2, F17
NC
holding
Derivative
Class B Common Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 25
- Date
- 10 Jul 2023
- Ownership
- By GP
- Underlying class
- Class A Common Stock
- Underlying amount
- 25
- Exercise price
- $0.000000
- Footnotes
- F2, F18
NC
holding
Derivative
Class B Common Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 35,312
- Date
- 10 Jul 2023
- Ownership
- By Assoc I
- Underlying class
- Class A Common Stock
- Underlying amount
- 35,312
- Exercise price
- $0.000000
- Footnotes
- F2, F19
NC
holding
Derivative
Class B Common Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 145,793
- Date
- 10 Jul 2023
- Ownership
- By Trust
- Underlying class
- Class A Common Stock
- Underlying amount
- 145,793
- Exercise price
- $0.000000
- Footnotes
- F2, F12
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 19 footnotes
Footnote F1
The Trustee of the applicable Trust has been changed.
Footnote F2
N/A
Footnote F3
Reporting Person serves as Trustee of Trusts for the benefit of the Estate of Alfred M. Rankin. Reporting Person disclaims beneficial ownership of all such shares.
Footnote F4
Reporting Person serves as trustee for BTR 2020 GST Trust f/b/o James T. Rankin.
Footnote F5
Reporting Person serves as trustee for BTR 2020 GST Trust f/b/o Matthew M. Rankin.
Footnote F6
Reporting Person serves as trustee for BTR 2020 GST Trust f/b/o Thomas Parker Rankin.
Footnote F7
By Spouse. Reporting Person disclaims beneficial ownership of all such shares.
Footnote F8
Represents the Reporting Person's spouse's proportionate limited partnership interest in shares held by Rankin Associates II, L.P .. Reporting Person disclaims beneficial ownership of all such shares.
Footnote F9
As a member of a "group" deemed to own more than 10% of an equity security as a result of being a party to a Stockholders' Agreement, dated as of March 15, 1990, beneficially owned by each of the signatories to such agreement (the "Agreement"), the Reporting Person disclaims beneficial ownership of any such shares of Stock owned by any other signatory to the Agreement.
Footnote F10
Represents the Reporting Person's proportionate limited partnership interests in shares held by Rankin Associates II, L.P.
Footnote F11
Represents the Reporting Person's proportionate limited partnership interest in shares of Rankin Associates II, L.P. held by Rankin Management, Inc. (RMI), as general partner. Reporting Person disclaims beneficial ownership of all such shares.
Footnote F12
Reporting Person serves as Trustee of a Trust for the benefit of Thomas T. Rankin.
Footnote F13
Reporting person serves as trustee of BTR 2012 GST Trust for benefit of James Rankin.
Footnote F14
Reporting person serves as trustee of BTR 2012 GST Trust for the benefit of Matthew Rankin.
Footnote F15
Reporting person serves as trustee of BTR 2012 GST Trust for benefit of Thomas Parker Rankin.
Footnote F16
Represents the Reporting Person's spouse's proportionate limited partnership interest in shares held by Rankin Associates I, L.P. Reporting Person disclaims beneficial ownership of all such shares.
Footnote F17
Represents the Reporting Person's spouse's proportionate limited partnership interest in shares held by Rankin Associates IV, L.P . Reporting Person disclaims beneficial ownership of all such shares.
Footnote F18
(GP)Represents the Reporting Person's proportionate limited partnership interest in shares of Rankin Associates IV, L.P. held by the Trust for the benefit of Reporting Person, as general partner.
Footnote F19
Represents the Reporting Person's proportionate limited partnership interest in shares held by Rankin Associates I, L.P.