Thomas Barrack Jr. - 15 Jul 2021 Form 4 Insider Report for DigitalBridge Group, Inc. (DBRG)

Source evidence Original filing metadata and source links for verification. 5 source fields
SEC form
4
Accepted by SEC
19 Jul 2021, 16:10:09 UTC
Prior SEC filing
28 Jun 2021
Next SEC filing
26 May 2023
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
/s/ Ronald M. Sanders, as Attorney-in-fact

Key filing fact

Thomas Barrack Jr. filed Form 4 for DigitalBridge Group, Inc. (DBRG) on 19 Jul 2021.

Key facts

  • This page summarizes Thomas Barrack Jr.'s Form 4 filing for DigitalBridge Group, Inc. (DBRG).
  • 3 reported transactions and 2 derivative rows are listed below.
  • Accepted by SEC: 19 Jul 2021, 16:10.

Change

  • Previous filing in this sequence was filed on 28 Jun 2021.
  • Current net transaction value: +$16,670.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

DBRG transaction

Class B Common Stock

Other

Transaction value
$0
Shares
-67,953
Change %
-9.3%
Price
$0.000000
Shares after
665,978
Date
15 Jul 2021
Ownership
By Family Trust
Footnotes
F1
DBRG transaction

Class A Common Stock

Other

Transaction value
$0
Shares
+67,953
Change %
+1.7%
Price
$0.000000
Shares after
4,004,609
Date
15 Jul 2021
Ownership
By Family Trust
Footnotes
F1

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

DBRG transaction Derivative

Deferred Stock

Award

Transaction value
$16,670
Shares
+2,265
Change %
+8.9%
Price
$7.36
Shares after
27,702
Date
15 Jul 2021
Ownership
Direct
Underlying class
Class A Common Stock
Underlying amount
2,265
Exercise price
Footnotes
F4, F5
DBRG holding Derivative

OP Units

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
23,642,307
Date
15 Jul 2021
Ownership
See footnote
Underlying class
Class A Common Stock
Underlying amount
Exercise price
Footnotes
F2, F3
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 5 footnotes

Footnote F1

Pursuant to the terms of the issuer's Class B Common Stock (the "Class B Common Stock"), 67,953 shares of Class B Common Stock were converted to shares of the issuer's Class A Common Stock ("Class A Common Stock") on a one-for-one basis.

Footnote F2

Represents OP Units, which are redeemable at the election of the OP Unit holder for (1) cash equal to the market value of an equivalent number of shares of Class A Common Stock or (2) at the option of the issuer in its capacity as the managing member of CCOC, shares of Class A Common Stock on a one-for-one basis. The right to redeem OP Units does not have an expiration date.

Footnote F3

The OP Units are held by the limited liability companies controlled by the reporting person (the "Holdcos"). The reporting person disclaims beneficial ownership of the OP Units held by the Holdcos except to the extent of his pecuniary interest therein.

Footnote F4

Represents the receipt of deferred stock units ("Deferred Stock") granted by the issuer in respect of the reporting person's election to defer cash compensation payable in accordance with the issuer's non-executive director compensation policy.

Footnote F5

Deferred Stock has no expiration date and is payable in Class A Common Stock after the reporting person's separation from service with the issuer.

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