John P. Francis - 02 Jan 2024 Form 3 Insider Report for Catheter Precision, Inc. (VTAK)

Source evidence Original filing metadata and source links for verification. 4 source fields
SEC form
3
Accepted by SEC
10 Jan 2024, 16:31:31 UTC
Next SEC filing
10 Jan 2024
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
/s/ John P. Francis

Key filing fact

John P. Francis filed Form 3 for Catheter Precision, Inc. (VTAK) on 10 Jan 2024.

Key facts

  • This page summarizes John P. Francis's Form 3 filing for Catheter Precision, Inc. (VTAK).
  • 0 reported transactions and 3 derivative rows are listed below.
  • Accepted by SEC: 10 Jan 2024, 16:31.

Change

  • No earlier filing in this sequence is available for direct comparison.
  • Current net transaction value: $0.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Official SEC source

Ownership activity is grounded in SEC Form 3 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

VTAK holding

Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
2,575
Date
02 Jan 2024
Ownership
Direct
VTAK holding

Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
36
Date
02 Jan 2024
Ownership
By Spouse

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

VTAK holding Derivative

Series X Convertible Preferred Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
Date
02 Jan 2024
Ownership
Direct
Underlying class
Common Stock
Underlying amount
11,481
Exercise price
Footnotes
F1, F2, F3
VTAK holding Derivative

Warrants (Right to Buy)

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
Date
02 Jan 2024
Ownership
See Footnote 4
Underlying class
Common Stock
Underlying amount
177
Exercise price
$562.50
Footnotes
F4
VTAK holding Derivative

Warrants (Right to Buy)

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
Date
02 Jan 2024
Ownership
See footnote 4
Underlying class
Common Stock
Underlying amount
1,371
Exercise price
$437.50
Footnotes
F4
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 4 footnotes

Footnote F1

Security is convertible no earlier than July 9, 2024, subject to satisfaction of specified conditions.

Footnote F2

Security has no expiration date.

Footnote F3

Security converts at a rate of 1000 shares of common stock per preferred share. Security has no conversion price.

Footnote F4

Securities are owned by Catalysis Partners, LLC ("CP"). The reporting person has an investment interest in CP and, together with his spouse, owns a controlling interest in Francis Capital Management, LLC, which also has an investment interest in CP and serves as both its Managing Member and Investment Manager.

We use cookies and similar technologies to provide certain features, enhance the user experience and, if you allow them, measure engagement and deliver advertising. Analytics and marketing storage stay off until you grant consent. By clicking on "Agree and continue", you declare your consent to the use of the selected optional cookies. Manage preferences to update or revoke optional consent for future visits. For more information, see our Privacy Policy .