Vered Bisker-Leib - 09 Jan 2024 Form 4 Insider Report for Compass Therapeutics, Inc. (CMPX)

Source evidence Original filing metadata and source links for verification. 5 source fields
SEC form
4
Accepted by SEC
10 Jan 2024, 10:31:46 UTC
Prior SEC filing
21 Nov 2023
Next SEC filing
09 Feb 2024
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
/s/ Vered Bisker-Leib

Key filing fact

Vered Bisker-Leib filed Form 4 for Compass Therapeutics, Inc. (CMPX) on 10 Jan 2024.

Key facts

  • This page summarizes Vered Bisker-Leib's Form 4 filing for Compass Therapeutics, Inc. (CMPX).
  • 2 reported transactions and 1 derivative row are listed below.
  • Accepted by SEC: 10 Jan 2024, 10:31.

Change

  • Previous filing in this sequence was filed on 21 Nov 2023.
  • Current net transaction value: +$3,383,531.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

CMPX transaction

Common Stock

Award

Transaction value
$3,383,531
Shares
+1,753,125
Change %
+123%
Price
$1.93
Shares after
3,173,624
Date
09 Jan 2024
Ownership
Direct
Footnotes
F1, F2

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

CMPX transaction Derivative

Stock Option (Right to Buy)

Award

Transaction value
$0
Shares
+1,753,125
Change %
Price
$0.000000
Shares after
1,753,125
Date
09 Jan 2024
Ownership
Direct
Underlying class
CommonStock
Underlying amount
1,753,125
Exercise price
$1.93
Footnotes
F3
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 3 footnotes

Footnote F1

Represents restricted stock units ("RSU") granted to the reporting person on January 9, 2024. Each RSU represents a contingent right to receive one share of common stock. The award is subject to service-based vesting conditions and vests in four equal annual installments, with the first installment vesting on January 9, 2025.

Footnote F2

300,000 of the shares represents unvested restricted stock units ("RSU") granted on November 16, 2021. The award is subject to service-based vesting conditions and vests in four equal annual installments, with the first installment vested on November 15, 2022. 400,000 of the shares represents unvested restricted stock units ("RSU") granted on February 8, 2023. Each RSU represents a contingent right to receive one share of common stock. The award is subject to service-based vesting conditions and vests in four equal annual installments, with the first installment vested on February 8, 2024. 1,753,125 of the shares represents unvested restricted stock units ("RSU") granted on January 9, 2024. Each RSU represents a contingent right to receive one share of common stock. The award is subject to service-based vesting conditions and vests in four equal annual installments, with the first installment vested on January 9, 2025.

Footnote F3

The options vest over 48 substantially equal monthly installments starting February 9, 2024.

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