Neeraj Agrawal - 02 Jan 2024 Form 4 Insider Report for Amplitude, Inc. (AMPL)

Source evidence Original filing metadata and source links for verification. 5 source fields
SEC form
4
Accepted by SEC
09 Jan 2024, 17:43:45 UTC
Prior SEC filing
12 Dec 2023
Next SEC filing
05 Apr 2024
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
/s/ Christopher Schiavo, as Attorney-in-Fact for Neeraj Agrawal

Key filing fact

Neeraj Agrawal filed Form 4 for Amplitude, Inc. (AMPL) on 09 Jan 2024.

Key facts

  • This page summarizes Neeraj Agrawal's Form 4 filing for Amplitude, Inc. (AMPL).
  • 1 reported transaction and 0 derivative rows are listed below.
  • Accepted by SEC: 09 Jan 2024, 17:43.

Change

  • Previous filing in this sequence was filed on 12 Dec 2023.
  • Current net transaction value: -$418,662.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

AMPL transaction

Class A Common Stock

Sale

Transaction value
$418,662
Shares
-33,333
Change %
-9.2%
Price
$12.56
Shares after
327,766
Date
02 Jan 2024
Ownership
By Battery Ventures Select Fund I, L.P.
Footnotes
F1, F2, F3
AMPL holding

Class A Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
154,579
Date
02 Jan 2024
Ownership
By Battery Investment Partners XI, LLC
Footnotes
F4
AMPL holding

Class A Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
3,335,348
Date
02 Jan 2024
Ownership
By Battery Ventures XI-A, L.P.
Footnotes
F5
AMPL holding

Class A Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
881,274
Date
02 Jan 2024
Ownership
By Battery Ventures XI-B, L.P.
Footnotes
F6
AMPL holding

Class A Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
3,465,221
Date
02 Jan 2024
Ownership
By Battery Ventures XI-A Side Fund, L.P.
Footnotes
F7
AMPL holding

Class A Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
751,403
Date
02 Jan 2024
Ownership
By Battery Ventures XI-B Side Fund, L.P.
Footnotes
F8
AMPL holding

Class A Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
35,713
Date
02 Jan 2024
Ownership
By Battery Investment Partners Select Fund I, L.P.
Footnotes
F9
AMPL holding

Class A Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
51,769
Date
02 Jan 2024
Ownership
Direct
Footnotes
F10, F11, F12
AMPL holding

Class A Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
59,622
Date
02 Jan 2024
Ownership
By Trust
Footnotes
F10, F11, F13, F14
AMPL holding

Class A Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
31,741
Date
02 Jan 2024
Ownership
Direct
Footnotes
F10, F11, F15
AMPL holding

Class A Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
19,819
Date
02 Jan 2024
Ownership
By Trust
Footnotes
F10, F11, F13, F16
AMPL holding

Class A Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
25,544
Date
02 Jan 2024
Ownership
By Trust
Footnotes
F17
AMPL holding

Class A Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
67,226
Date
02 Jan 2024
Ownership
Direct
Footnotes
F10, F11, F13, F18
AMPL holding

Class A Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
7,160
Date
02 Jan 2024
Ownership
By Trust
Footnotes
F10, F11, F19
AMPL holding

Class A Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
63,515
Date
02 Jan 2024
Ownership
Direct
Footnotes
F10, F11, F13, F20
AMPL holding

Class A Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
75,683
Date
02 Jan 2024
Ownership
By Trust
Footnotes
F10, F11, F13, F21
AMPL holding

Class A Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
35,709
Date
02 Jan 2024
Ownership
By Trust
Footnotes
F10, F11, F22
AMPL holding

Class A Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
104,931
Date
02 Jan 2024
Ownership
By Trust
Footnotes
F10, F11, F13, F23
AMPL holding

Class A Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
38,157
Date
02 Jan 2024
Ownership
Direct
Footnotes
F10, F11, F24
AMPL holding

Class A Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
17,694
Date
02 Jan 2024
Ownership
By Trust
Footnotes
F10, F11, F13, F25
AMPL holding

Class A Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
10,820
Date
02 Jan 2024
Ownership
Direct
Footnotes
F10, F11, F26
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 26 footnotes

Footnote F1

The price reported in Column 4 is a weighted average price. These securities were sold in multiple transactions at prices ranging from $12.45 to $12.69 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of securities sold at each separate price within the range set forth in this footnote.

Footnote F2

Shares held by Battery Ventures Select Fund I, L.P. ("BV Select I"). Battery Partners Select Fund I, L.P. ("BP Select I") is the general partner of BV Select I, Battery Partners Select Fund I GP, LLC ("BP Select I GP") is the general partner of BP Select I and may be deemed to beneficially own the shares held by BV Select I. Neeraj Agrawal, Michael Brown, Jesse Feldman, Russell Fleischer, Roger Lee, Chelsea Stoner, Dharmesh Thakker, and Scott Tobin (collectively the "BP XI Managing Members") together with Morad Elhafed (the "BP Select Managing Members") are the managing members of BP Select I GP and may be deemed to share voting and dispositive power over the securities held by BV Select I.

Footnote F3

Each of the Reporting Persons disclaims beneficial ownership of these securities except to the extent of his, her or its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 of for any other purpose.

Footnote F4

Shares held by Battery Investment Partners XI, LLC ("BIP XI"). Battery Partners XI, LLC ("BP XI") is the managing member of BIP XI and may be deemed to beneficially own the shares held by BIP XI. The BP XI Managing Members are the managing members of BP XI and may be deemed to share voting and dispositive power over the securities held by BIP XI. Each of the Reporting Persons disclaims beneficial ownership of these securities except to the extent of his, her or its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 of for any other purpose.

Footnote F5

Shares held by Battery Ventures XI-A, L.P. ("BV XI-A"). BP XI is the general partner of BV XI-A and may be deemed to beneficially own the shares held by BV XI-A. The BP XI Managing Members are the managing members of BP XI and may be deemed to share voting and dispositive power over the securities held by BP XI-A. Each of the Reporting Persons disclaims beneficial ownership of these securities except to the extent of his, her or its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 of for any other purpose.

Footnote F6

Shares held by Battery Ventures XI-B, L.P. ("BV XI-B"). BP XI is the general partner of BV XI-B and may be deemed to beneficially own the shares held by BV XI-B. The BP XI Managing Members are the managing members of BP XI and may be deemed to share voting and dispositive power over the securities held by BP XI-B. Each of the Reporting Persons disclaims beneficial ownership of these securities except to the extent of his, her or its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 of for any other purpose.

Footnote F7

Shares held by Battery Ventures XI-A Side Fund, L.P. ("BV XI-A SF"). Battery Partners XI Side Fund, LLC ("BP XI SF") is the general partner of BV XI-A SF and may be deemed to beneficially own the shares held by BV XI-A SF. The BP XI Managing Members are the managing members of BP XI SF and may be deemed to share voting and dispositive power over the securities held by BP XI-A SF. Each of the Reporting Persons disclaims beneficial ownership of these securities except to the extent of his, her or its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 of for any other purpose.

Footnote F8

Shares held by Battery Ventures XI-B Side Fund, L.P. ("BV XI-B SF"). BP XI SF is the general partner of BV XI-B SF and may be deemed to beneficially own the shares held by BV XI-B SF. The BP XI Managing Members are the managing members of BP XI SF and may be deemed to share voting and dispositive power over the securities held by BP XI-B SF. Each of the Reporting Persons disclaims beneficial ownership of these securities except to the extent of his, her or its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 of for any other purpose.

Footnote F9

Shares held by Battery Investment Partners Select Fund I, L.P. ("BIP Select I"). BP Select I GP is the general partner of BIP Select I and may be deemed to beneficially own the shares held by BP Select I. The BP Select Managing Members are the managing members of BP Select I GP and may be deemed to share voting and dispositive power over the securities held by BIP Select I. Each of the Reporting Persons disclaims beneficial ownership of these securities except to the extent of his, her or its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 of for any other purpose.

Footnote F10

The shares held by the Reporting Person include the receipt of shares pursuant to pro rata distributions in kind, effected by each of BV XI-A SF and BV XI-B SF to its general partner and limited partners for no additional consideration, and the further pro rata distribution in kind by the general partner of BV XI-A SF and BV XI-B SF, for no additional consideration to its members, including the Reporting Person. The receipt of such shares by the Reporting Person constituted a change in form of ownership from indirect to direct, which was exempt from reporting pursuant to Rule 16a-13.

Footnote F11

The shares held by the Reporting Person include the receipt of shares pursuant to pro rata distributions in kind, effected by each of BV XI-A and BV XI-B to its general partner and limited partners for no additional consideration, and the further pro rata distribution in kind by the general partner of BV XI-A and BV XI-B , for no additional consideration to its members, including the Reporting Person. The receipt of such shares by the Reporting Person constituted a change in form of ownership from indirect to direct, which was exempt from reporting pursuant to Rule 16a-13.

Footnote F12

Shares are held by Neeraj Agrawal.

Footnote F13

The shares held by the Reporting Person reflect the receipt of shares pursuant to a pro rata distribution in kind, effected by BIP XI to its members for no additional consideration, including the Reporting Person. The receipt of such shares by the Reporting Person constituted a change in form of ownership from indirect to direct, which was exempt from reporting pursuant to Rule 16a-13.

Footnote F14

Shares are held by the Neeraj Agrawal Irrevocable GST Trust (the "Agrawal Trust"), of which Mr. Agrawal's spouse is the trustee. Mr. Agrawal disclaims beneficial ownership of the securities held by the Agrawal Trust except to the extent of his proportionate pecuniary interest therein.

Footnote F15

Shares are held by Michael M. Brown.

Footnote F16

Shares are held by The Michael M. Brown Irrevocable GST Trust of 2013 (the "Brown Trust"), of which Michael M. Brown's spouse is the trustee. Mr. Brown disclaims beneficial ownership of the shares held by the Brown Trust except to the extent of his proportionate pecuniary interest therein.

Footnote F17

Shares are held by The Tamsen Brown 2020 Irrevocable Trust (the "Tamsen Brown Trust"), of which Michael M. Brown is the trustee. Mr. Brown disclaims beneficial ownership of the shares held by the Tamsen Brown Trust except to the extent of his proportionate pecuniary interest therein.

Footnote F18

Shares are held by Jesse Feldman.

Footnote F19

Shares are held by The Jesse Feldman Irrevocable Trust of 2016 (the "Feldman Trust"), of which Jesse Feldman's spouse is the trustee. Mr. Feldman disclaims beneficial ownership of the shares held by the Feldman Trust except to the extent of his proportionate pecuniary interest therein.

Footnote F20

Shares are held by Russell Fleischer.

Footnote F21

Shares are held by The Roger and Clarissa Lee Irrevocable GST Trust (the "Lee Trust"), of which Roger Lee's brother is the trustee. Mr. Lee disclaims beneficial ownership of the shares held by the Lee Trust except to the extent of his proportionate pecuniary interest therein.

Footnote F22

Shares are held by The Lee Family Trust, of which Roger H. Lee is a co-trustee. Mr. Lee disclaims beneficial ownership of these securities held by The Lee Family Trust except to the extent of his proportionate pecuniary interest therein.

Footnote F23

Shares are held by the Stoner Spiller Family Trust (the "Stoner Trust"), of which Chelsea R. Stoner is a trustee. Ms. Stoner disclaims beneficial ownership of the shares held by the Stoner Trust except to the extent of her proportionate pecuniary interest therein.

Footnote F24

Shares are held by Scott R. Tobin.

Footnote F25

Shares are held by The Scott R. Tobin Irrevocable GST Trust of 2013, of which Scott R. Tobin is a trustee. Mr. Tobin disclaims beneficial ownership of these securities except to the extent of his proportionate pecuniary interest therein.

Footnote F26

Shares are held by Morad Elhafed.

SEC remarks

2 of 2: The number of joint filers exceeds the EDGAR maximum of 10 joint filers per Form. This Form 4 is being filed in conjunction with a Form 4 being filed by Battery Ventures Select Fund I, L.P. and other filing persons.

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